Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell A StoutSagePoint Financial, Inc.M&T Securities, Inc.09-28-2020
Donald Alan ArmstrongPruco Securities, LLC.M&T Securities, Inc.08-04-2020
Harrison Michael SteinwaldTrubee, Collins & Co., Inc.M&T Securities, Inc.07-02-2020
Richard Gerard CarlsonWells Fargo Clearing Services, LLCM&T Securities, Inc.06-01-2020
Geoffrey M DemarcoLPL Financial LLCM&T Securities, Inc.06-01-2020
Timothy Craig PhillipsCitigroup Global Markets Inc.M&T Securities, Inc.$5003-24-2020
Brenda Ann EvansPark Avenue Securities LLCM&T Securities, Inc.02-10-2020
Amy M Gaston IresabalFidelity Brokerage Services LLCM&T Securities, Inc.02-04-2020
Ryan BreckLesko Securities Inc.M&T Securities, Inc.12-04-2019
Steven A HorylCUNA Brokerage Services, Inc.M&T Securities, Inc.10-17-2019
Jeanette Marie ChizzikWells Fargo Clearing Services, LLCM&T Securities, Inc.10-11-2019
Jeremy Michael JenkinsPruco Securities, LLC.M&T Securities, Inc.09-04-2019
Jonathan Douglas WilliamsSummit Trail Advisors, LLCM&T Securities, Inc.$10008-26-2019
Joseph Anthony WrzosekKey Investment Services LLCM&T Securities, Inc.$2508-14-2019
Jared Michael SmithKey Investment Services LLCM&T Securities, Inc.06-20-2019
Craig N WarnerTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.05-28-2019
Mireille AlkhouryJ.P. Morgan Securities LLCM&T Securities, Inc.05-01-2019
Kevin Patrick DehondMML Investors Services, LLCM&T Securities, Inc.$2504-26-2019
Victoria Kate AmyotNorthwestern Mutual Investment Services, LLCM&T Securities, Inc.04-16-2019
Mary Anne G TreenRobert W. Baird & Co. IncorporatedM&T Securities, Inc.04-02-2019
Joanne E DavisLesko Securities Inc.M&T Securities, Inc.03-29-2019
Jason D DanheiserKey Investment Services LLCM&T Securities, Inc.03-04-2019
Lisa Ann TennantLPL Financial LLCM&T Securities, Inc.$2502-28-2019
Karen Elizabeth FitchJ.P. Morgan Securities LLCM&T Securities, Inc.01-18-2019
Matthew Charles MeliaCetera Investment Services LLCM&T Securities, Inc.01-15-2019
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.