Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Michael SmithKey Investment Services LLCM&T Securities, Inc.06-20-2019
Victoria Kate AmyotNorthwestern Mutual Investment Services, LLCM&T Securities, Inc.04-16-2019
Elizabeth Marie BiehlerAllstate Financial Services, LLCM&T Securities, Inc.$2512-06-2018
Nickole Marie GarrisonGarrison Murphy Wealth Management, LLCM&T Securities, Inc.09-21-2018
Anastasia Jean RayAXA Advisors, LLCM&T Securities, Inc.08-24-2018
Steven BenjaminNational Securities CorporationM&T Securities, Inc.$5008-20-2018
Caroline Maria BravoCitizens Securities, Inc.M&T Securities, Inc.04-17-2018
Christine Ann GumaerLPL Financial LLCM&T Securities, Inc.01-05-2018
Lyndal M ColeWells Fargo Clearing Services, LLCM&T Securities, Inc.$10011-29-2017
Andrew James SwartwoutLPL Financial LLCM&T Securities, Inc.$15011-10-2017
Zachary D. HerringWells Fargo Clearing Services, LLCM&T Securities, Inc.09-20-2017
Peter Michael BushmanHSBC Securities (USA) Inc.M&T Securities, Inc.$1109-08-2017
William Michael Golias IIIWells Fargo Clearing Services, LLCM&T Securities, Inc.09-06-2017
Joseph S. MuratoreCitizens Securities, Inc.M&T Securities, Inc.$27007-17-2017
Joseph Henry Shaw IIIPrivate Advisor Group, LLCM&T Securities, Inc.05-04-2017
Dante J. TuzzolinoKey Investment Services LLCM&T Securities, Inc.12-21-2016
Albert William Bergmann Sr.Infinex Investments, Inc.M&T Securities, Inc.08-19-2016
Victor Lee JenkinsMorgan StanleyM&T Securities, Inc.06-30-2016
Claudio Mario MastroianniCitizens Securities, Inc.M&T Securities, Inc.02-22-2016
Matthew Michael CorriganCitizens Securities, Inc.M&T Securities, Inc.12-14-2015
Michael Richard ShaverCitizens Securities, Inc.M&T Securities, Inc.12-10-2015
Allen P. CantoniLPL Financial LLCM&T Securities, Inc.04-22-2015
Jeremy Todd YolkenMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.03-09-2015
Frank Joseph TorelliLPL Financial LLCM&T Securities, Inc.03-28-2014
John Robert MacdonaldAXA Advisors, LLCM&T Securities, Inc.03-14-2013
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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