Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik MontalvoMorgan StanleyM&T Securities, Inc.02-19-2020
Ann Margaret KaufholdSantander Securities LLCM&T Securities, Inc.01-23-2020
Anna Faye SpartzJ.P. Morgan Securities LLCM&T Securities, Inc.09-20-2019
David James BloomMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-23-2019
Michael Edmund WarchValley National Investments, Inc.M&T Securities, Inc.06-05-2018
Deborah Jean LanderRKL Wealth Management LLCM&T Securities, Inc.04-27-2018
Aimee Marie TurnerBB&T Investment Services, Inc.M&T Securities, Inc.12-12-2017
Sonia Antonina GrossStifel, Nicolaus & Company, IncorporatedM&T Securities, Inc.12-11-2017
Bonnie Lou MillerNationwide Securities, LLCM&T Securities, Inc.12-08-2017
Scott Richard ClapperCetera Investment Services LLCM&T Securities, Inc.10-02-2017
Eric Todd MurrCitizens Securities, Inc.M&T Securities, Inc.09-12-2017
Edmund Douglas RobinsonSantander Securities LLCM&T Securities, Inc.08-29-2017
Charles Samuel Hanna Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.08-28-2017
John Kennedy BuggyCitizens Securities, Inc.M&T Securities, Inc.04-25-2017
Kathleen Marie WestAvantax Investment Services, Inc.M&T Securities, Inc.02-23-2017
Patrick Bradley BuggyPNC InvestmentsM&T Securities, Inc.12-16-2016
Matthew Edward LengelLPL Financial LLCM&T Securities, Inc.12-14-2016
Matthew William ShandlayCetera Investment Services LLCM&T Securities, Inc.06-03-2016
Anthony Domenic RealiCitizens Securities, Inc.M&T Securities, Inc.05-18-2016
Patricia Marie McblainSantander Securities LLCM&T Securities, Inc.04-18-2016
Michael Peter MartinCitizens Securities, Inc.M&T Securities, Inc.03-24-2016
Shannon G BenderPNC InvestmentsM&T Securities, Inc.03-10-2016
Robert Frances KucherichMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.12-17-2015
Lily NkrumahCetera Investment Services LLCM&T Securities, Inc.07-13-2015
Trisha Rena Koch-AllenCetera Advisor Networks LLCM&T Securities, Inc.07-08-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.