Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Forrest Williams JrLPL Financial LLCMML Investors Services, LLC$15008-20-2020
Robert J Moore Justin M Williamson Jeffrey R SteeleCommonwealth Financial NetworkMML Investors Services, LLC$22011-07-2019
Casey Craig David Vang PJ Horan Michael Glassman Allen Haney Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
John Ross Billy Diodato Dan Buckley Jack FraserAmeriprise Financial Services, LLCMML Investors Services, LLC$30403-15-2019
William Verhagen Christopher Harmon Ian Essling Mark KrausCommonwealth Financial NetworkMML Investors Services, LLC$40008-13-2018
Scott DownsSagePoint Financial, Inc.MML Investors Services, LLC$90003-29-2018
Mark Anthoine Stephen CarewSagePoint Financial, Inc.MML Investors Services, LLC$31503-29-2018
Ryan Lambert Cheri Amsden Daniel Miller James Phillips Christopher Spratt Mark WellsAmeriprise Financial Services, LLCMML Investors Services, LLC$29402-01-2018
Debra Nadeau Dominic NadeauLPL Financial LLCMML Investors Services, LLC$20811-09-2017
David Bushnell Anthony Tomasula Robin TomasulaLPL Financial LLCMML Investors Services, LLC$55003-10-2017
Kristi Baker Kelli Davis Joseph Van DeusenLPL Financial LLCMML Investors Services, LLC$48302-23-2017
Fredrick KelleyLPL Financial LLCMML Investors Services, LLC$8002-15-2017
Adriane Lowe Roy Moon Anthony TurcotteLPL Financial LLCMML Investors Services, LLC$15101-20-2017
Paul KupchokLPL Financial LLCMML Investors Services, LLC$23011-09-2016
Matthew GilmoreLPL Financial LLCMML Investors Services, LLC$8008-15-2016
Gregory E Kibler Robert K HassmannSummit Brokerage Services, Inc.MML Investors Services, LLC$5901-29-2014
Neil RennerEquitable Advisors, LLCMML Investors Services, LLC$304-07-2020
Benjamin FeinerEquitable Advisors, LLCMML Investors Services, LLC$2303-04-2020
Gino WangEquitable Advisors, LLCMML Investors Services, LLC02-03-2020
Jayson BalesRobert W. Baird & Co. IncorporatedMML Investors Services, LLC$6506-28-2012
Thomas A ParksAnnex Wealth Management, LLCMML Investors Services, LLC09-14-2014
James Dustin JedrziewskiVitalStone Financial, LLCMML Investors Services, LLC10-09-2020
James A SalernoLPL Financial LLCMML Investors Services, LLC10-08-2020
David Chih-Choi WongLincoln Financial Securities CorporationMML Investors Services, LLC10-07-2020
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.