Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
David Raymond McgearySagePoint Financial, Inc.MML Investors Services, LLC06-04-2019
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Michelle Ann HeffelHornor, Townsend & Kent, LLCMML Investors Services, LLC06-03-2019
Marc Anthony ShepherdPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Robert Lee MooreRaymond James Financial Services, Inc.MML Investors Services, LLC06-03-2019
Sean H. DematteoPrincipal Securities, Inc.MML Investors Services, LLC06-03-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Russell FordWayfinder Financial LLCMML Investors Services, LLC05-10-2019
Jason Bernard MyersLPL Financial LLCMML Investors Services, LLC05-03-2019
Michael E. ChastainPark Avenue Securities LLCMML Investors Services, LLC04-25-2019
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
Amos GeviliAllstate Financial Services, LLCMML Investors Services, LLC03-28-2019
David Lloyd BrundageFarmers Financial Solutions, LLCMML Investors Services, LLC$5003-28-2019
Patrick M HowellPark Avenue Securities LLCMML Investors Services, LLC$103-27-2019
Roger Dale MalcolmBankers Life Securities, Inc.MML Investors Services, LLC03-22-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
John RossAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Cale P SmithHornor, Townsend & Kent, LLCMML Investors Services, LLC03-14-2019
James Gene TaraniPruco Securities, LLC.MML Investors Services, LLC03-13-2019
Eduardo Tiongko Deguzman Jr.Lincoln Financial Advisors CorporationMML Investors Services, LLC03-12-2019
Christopher Masaki DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC$102-28-2019
Kerry Duane EricksonErickson Financial Group, LLCMML Investors Services, LLC02-28-2019
Next Page »

Showing 1 to 25 of 1,722 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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