Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna Katherine CookFirst Horizon Advisors, Inc.MML Investors Services, LLC04-29-2020
Alexander James WalkerDetalus Advisors, LLCMML Investors Services, LLC04-28-2020
William E MontagueSVB Wealth Advisory, Inc.MML Investors Services, LLC04-28-2020
Olumide K Olu-AkintomideEquity Services, Inc.MML Investors Services, LLC04-24-2020
Gregory Michael LohrCommonwealth Financial NetworkMML Investors Services, LLC04-22-2020
Thomas Nicholas SmithMML Investors Services, LLCMML Investors Services, LLC04-22-2020
Todd William SivakLPL Financial LLCMML Investors Services, LLC04-17-2020
Jeremy WenzlowLPL Financial LLCMML Investors Services, LLC04-17-2020
Micah R SchroederLPL Financial LLCMML Investors Services, LLC04-17-2020
Keishon WarrenMML Investors Services, LLCMML Investors Services, LLC04-16-2020
Paul R DonatoLPL Financial LLCMML Investors Services, LLC04-15-2020
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
Andrew James BurgessCambridge Investment Research, Inc.MML Investors Services, LLC04-14-2020
Christopher Allen BermejoGWN Securities Inc.MML Investors Services, LLC04-14-2020
Wilfredo M. PenaPruco Securities, LLC.MML Investors Services, LLC04-09-2020
Hillary Anne KesslerAlphaStar Capital Management, LLCMML Investors Services, LLC04-09-2020
Michael Dean DeleeuwHornor, Townsend & Kent, LLCMML Investors Services, LLC04-08-2020
David Hee HwangFarmers Financial Solutions, LLCMML Investors Services, LLC04-08-2020
Neil Anthony RennerAXA Advisors, LLCMML Investors Services, LLC04-07-2020
Kevin H DolphStratos Wealth Partners, LtdMML Investors Services, LLC04-06-2020
Thomas Mark IbsenLPL Financial LLCMML Investors Services, LLC04-03-2020
Theodore Joseph ManzanaresPruco Securities, LLC.MML Investors Services, LLC04-02-2020
Hussain ContractorVoya Financial Advisors, Inc.MML Investors Services, LLC04-01-2020
Christopher G. PriceSagePoint Financial, Inc.MML Investors Services, LLC$2503-30-2020
Thomas D. PerronePruco Securities, LLC.MML Investors Services, LLC03-30-2020
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Showing 1 to 25 of 2,715 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.