Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Todd Domingue1st Global Capital Corp.MML Investors Services, LLC$5001-29-2014
Joseph Reed1st Global Capital Corp.MML Investors Services, LLC09-18-2009
John Edmund NeenanA.G.P. / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Pamela Sue McclennyAdirondack Trading Group LLCMML Investors Services, LLC01-15-2015
Joseph Dylan MalotAllianceBernstein L.P.MML Investors Services, LLC10-01-2015
James Matthew MartinAllied Financial Consultant LLCMML Investors Services, LLC09-20-2011
Amos GeviliAllstate Financial Services, LLCMML Investors Services, LLC03-28-2019
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
Mark Andrew AshworthAllstate Financial Services, LLCMML Investors Services, LLC10-05-2018
Wayne Frederick Slattery Jr.Allstate Financial Services, LLCMML Investors Services, LLC03-19-2018
James Duncan McgaryAllstate Financial Services, LLCMML Investors Services, LLC02-28-2018
Jeffrey Paul LittleAllstate Financial Services, LLCMML Investors Services, LLC$111-22-2017
Richard Alan CarrollAllstate Financial Services, LLCMML Investors Services, LLC$111-20-2017
Robert James McnamaraAllstate Financial Services, LLCMML Investors Services, LLC11-15-2017
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Benjamin Louis Wright Jr.Allstate Financial Services, LLCMML Investors Services, LLC$109-20-2017
Donna Lynn PetriAllstate Financial Services, LLCMML Investors Services, LLC$108-24-2017
Susan Claire FarverAllstate Financial Services, LLCMML Investors Services, LLC08-11-2017
Frank Joseph DigregorioAllstate Financial Services, LLCMML Investors Services, LLC07-26-2017
Robert Dwight PfrommAllstate Financial Services, LLCMML Investors Services, LLC06-20-2017
John Lawrence JonesAllstate Financial Services, LLCMML Investors Services, LLC06-13-2017
Kai F HuiAllstate Financial Services, LLCMML Investors Services, LLC$1006-06-2017
Michael Vincent RonanAllstate Financial Services, LLCMML Investors Services, LLC05-05-2017
Margaret M WrightAllstate Financial Services, LLCMML Investors Services, LLC04-21-2017
Steven Michael CaparcoAllstate Financial Services, LLCMML Investors Services, LLC03-30-2017
Next Page »

Showing 1 to 25 of 1,722 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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