Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eduardo Youssef AnguizolaAXA Advisors, LLCMML Investors Services, LLC09-11-2013
Aron Adam MestelAXA Advisors, LLCMML Investors Services, LLC$1008-12-2013
Andrew Gerard RosnerAXA Advisors, LLCMML Investors Services, LLC01-23-2013
Ashkan M. GhahremaniAXA Advisors, LLCMML Investors Services, LLC06-18-2012
Danny M. RechtAXA Advisors, LLCMML Investors Services, LLC$1006-14-2012
Marc David DrewAXA Advisors, LLCMML Investors Services, LLC04-09-2012
Gregory Mendon RexfordAXA Advisors, LLCMML Investors Services, LLC$2506-01-2009
Lee Tyler KennedyAXA Advisors, LLCMML Investors Services, LLC05-29-2009
Robert Waldemar PetersenAXA Advisors, LLCMML Investors Services, LLC03-02-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC$2502-10-2009
Leslie Ann BiggersAXA Advisors, LLCMML Investors Services, LLC01-01-2009
Gay Fannie ThompsonB.B. Graham & Company, Inc.MML Investors Services, LLC08-23-2018
Denise Lynn HealyBaker & AssociatesMML Investors Services, LLC01-28-2011
Miranda A. EiseleBall & CompanyMML Investors Services, LLC10-22-2012
Seth Patrick ColleyBancorpSouth Investment Services, Inc.MML Investors Services, LLC08-17-2010
Brian R PondBancWest Investment Services, Inc.MML Investors Services, LLC08-27-2019
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Lori D DuggerBancWest Investment Services, Inc.MML Investors Services, LLC06-13-2013
Jeffrey Clifton DruryBankers Life Securities, Inc.MML Investors Services, LLC02-16-2017
Jamar Lamont BatesBates Financial Group, LLC.MML Investors Services, LLC08-19-2014
Alyssa Marie ProctorBB&T Investment Services, Inc.MML Investors Services, LLC04-03-2017
Daniel VermilyaBB&T Investment Services, Inc.MML Investors Services, LLC02-14-2014
Benjamin GallowayBB&T Investment Services, Inc.MML Investors Services, LLC07-11-2013
Charles Hutchinson McCoy IIIBB&T Investment Services, Inc.MML Investors Services, LLC03-12-2013
Blake Armstead LewisBB&T Investment Services, Inc.MML Investors Services, LLC06-18-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.