Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremiah PizanaCetera Financial Specialists LLCMML Investors Services, LLC07-20-2016
Grant Alan SclafaniCetera Financial Specialists LLCMML Investors Services, LLC06-22-2016
Donald Robert Neild Jr.Cetera Financial Specialists LLCMML Investors Services, LLC10-05-2010
Jeff M WilliamsCetera Investment Services LLCMML Investors Services, LLC06-09-2017
Terrell Antwan WilsonCetera Investment Services LLCMML Investors Services, LLC04-24-2017
Matthew Alan GolliherCetera Investment Services LLCMML Investors Services, LLC03-15-2016
Ryan Whitfield SchultzCetera Investment Services LLCMML Investors Services, LLC$1010-23-2014
Dale Allen CarlsonCetera Investment Services LLCMML Investors Services, LLC05-13-2011
Douglas Eugene HenkeCetera Investment Services LLCMML Investors Services, LLC05-02-2011
Peter Eugene CongdonCetera Investment Services LLCMML Investors Services, LLC01-01-2011
Todd Michael BonvinoCFD Investments, Inc.MML Investors Services, LLC02-16-2017
Jeffrey David HolmesCFD Investments, Inc.MML Investors Services, LLC02-01-2015
John Radford ComptonCFD Investments, Inc.MML Investors Services, LLC03-26-2012
Phillip Earl FloresChase Investment Services Corp.MML Investors Services, LLC09-01-2011
Joshua Allan Christian ChavezChase Investment Services Corp.MML Investors Services, LLC07-29-2011
Brandon Ronald FresardChase Investment Services Corp.MML Investors Services, LLC04-12-2011
Damon Brent DozierChase Investment Services Corp.MML Investors Services, LLC02-28-2011
Joan Marie StembaughChase Investment Services Corp.MML Investors Services, LLC12-01-2010
Jose N HernandezChase Investment Services Corp.MML Investors Services, LLC09-01-2010
Chetna Vasant ShahChase Investment Services Corp.MML Investors Services, LLC08-16-2010
Shawn Christian FiserChase Investment Services Corp.MML Investors Services, LLC05-28-2010
Chad E BrownChase Investment Services Corp.MML Investors Services, LLC04-01-2010
Tara Lynn O'ConnorChase Investment Services Corp.MML Investors Services, LLC04-01-2010
Donna Suen YangChase Investment Services Corp.MML Investors Services, LLC02-01-2010
Sean Michael AdlerChase Investment Services Corp.MML Investors Services, LLC01-01-2010
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Showing 326 to 350 of 1,724 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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