Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rami SassoonChase Investment Services Corp.MML Investors Services, LLC12-01-2009
Jorge Ivan PereiraChase Investment Services Corp.MML Investors Services, LLC11-02-2009
David F HillsChase Investment Services Corp.MML Investors Services, LLC10-30-2009
Joel James VanderweeleChase Investment Services Corp.MML Investors Services, LLC09-21-2009
John Lynn Mccants Jr.Chelsea Financial ServicesMML Investors Services, LLC06-11-2018
Lance David MarbleCincinnati Analysts, Inc.MML Investors Services, LLC01-29-2009
Christopher Masaki DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Jimmy ButCitigroup Global Markets Inc.MML Investors Services, LLC10-24-2017
Christopher Walter EbleCitigroup Global Markets Inc.MML Investors Services, LLC06-08-2017
Joseph Scott HermansenCitigroup Global Markets Inc.MML Investors Services, LLC11-15-2010
Jordan Reed BrammerCitizens Securities, Inc.MML Investors Services, LLC04-30-2018
Laura Anne SausvilleCitizens Securities, Inc.MML Investors Services, LLC01-22-2016
Christopher Robert DubeCitizens Securities, Inc.MML Investors Services, LLC$101-14-2016
James Patrick DignamCitizens Securities, Inc.MML Investors Services, LLC$15006-03-2015
Marcel Gerard Robidas Jr.Citizens Securities, Inc.MML Investors Services, LLC$105-12-2015
Gregory James RileyCitizens Securities, Inc.MML Investors Services, LLC10-27-2014
Eric LuntCitizens Securities, Inc.MML Investors Services, LLC04-15-2014
Kiesha Andrea MackCitizens Securities, Inc.MML Investors Services, LLC01-13-2014
Todd Michael FischerCitizens Securities, Inc.MML Investors Services, LLC$107-30-2013
Edwin AlvarezCitizens Securities, Inc.MML Investors Services, LLC06-17-2011
Jon Eric PinskyCitizens Securities, Inc.MML Investors Services, LLC04-22-2010
Travis James SousaCitizens Securities, Inc.MML Investors Services, LLC$15003-22-2010
Douglas William SockmanCleveland Wealth, LLCMML Investors Services, LLC04-26-2016
Broc Edward GalbrethClient One Securities LLCMML Investors Services, LLC03-09-2017
John Patrick Christensen Sr.Client One Securities LLCMML Investors Services, LLC10-03-2014
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Showing 351 to 375 of 1,724 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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