Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith R HolcombCambridge Investment Research, Inc.MML Investors Services, LLC09-26-2017
Alexander Seiji PotterCambridge Investment Research, Inc.MML Investors Services, LLC08-08-2017
Patrick James GaughanCambridge Investment Research, Inc.MML Investors Services, LLC07-24-2017
Gina Marie PalazzoCambridge Investment Research, Inc.MML Investors Services, LLC07-24-2017
David Alan FrielloCambridge Investment Research, Inc.MML Investors Services, LLC$2506-23-2017
Mark BaileyCambridge Investment Research, Inc.MML Investors Services, LLC06-07-2017
David Elton SmithCambridge Investment Research, Inc.MML Investors Services, LLC06-02-2017
Steven Earl HolmesCambridge Investment Research, Inc.MML Investors Services, LLC$5005-18-2017
Brian Scott DudaCambridge Investment Research, Inc.MML Investors Services, LLC$5005-09-2017
David B. GrafCambridge Investment Research, Inc.MML Investors Services, LLC$1505-08-2017
William Brett CollinsCambridge Investment Research, Inc.MML Investors Services, LLC05-04-2017
Joseph A GunnCambridge Investment Research, Inc.MML Investors Services, LLC04-25-2017
Christopher Shawn IckesCambridge Investment Research, Inc.MML Investors Services, LLC03-16-2017
Jane Lei Louie-SermenoCambridge Investment Research, Inc.MML Investors Services, LLC02-16-2017
Thomas Leonard BraciakCambridge Investment Research, Inc.MML Investors Services, LLC02-06-2017
Anthony William YoussefiCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2016
Michael Russell DunnCambridge Investment Research, Inc.MML Investors Services, LLC11-04-2016
Adrian Lee UriasCambridge Investment Research, Inc.MML Investors Services, LLC11-01-2016
Tyler D. OphoffCambridge Investment Research, Inc.MML Investors Services, LLC07-08-2016
William Alfred DreherCambridge Investment Research, Inc.MML Investors Services, LLC$2504-28-2016
Monte Brant MillerCambridge Investment Research, Inc.MML Investors Services, LLC$2504-25-2016
Gregory L. FeeseCambridge Investment Research, Inc.MML Investors Services, LLC04-11-2016
Mark George StallsmithCambridge Investment Research, Inc.MML Investors Services, LLC03-04-2016
Judith Ann MironCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2016
Michael Ryan CrottyCambridge Investment Research, Inc.MML Investors Services, LLC$5001-22-2016
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Showing 351 to 375 of 2,715 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.