Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Connor RolfAltrius Capital Management, Inc.MML Investors Services, LLC08-13-2015
Robin Denise WellsAltus Investment GroupMML Investors Services, LLC04-12-2013
Michael John KeenanAlvin Clay Financial Advisors, LLCMML Investors Services, LLC03-16-2016
Joseph L LeonAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-26-2019
Ernest Fulton Cave IIIAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-08-2019
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-19-2018
Jason M. RogersAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC12-20-2017
William Daniel CostelloAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC06-27-2017
Brian QuatraleAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC05-19-2014
Alan David KahnAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$2502-18-2014
William Paul KrauseAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC10-28-2013
Ronald BarcellinoAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC04-18-2013
Owen T. BerryAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC08-16-2012
Ronald Harlan WilhelmAmeriprise Financial Services, LLCMML Investors Services, LLC01-14-2020
Justin Todd PohligAmeriprise Financial Services, LLCMML Investors Services, LLC01-09-2020
William Joseph NagyAmeriprise Financial Services, LLCMML Investors Services, LLC$101-02-2020
James Ryan OrthAmeriprise Financial Services, LLCMML Investors Services, LLC12-12-2019
Donald Kendall DejongeAmeriprise Financial Services, LLCMML Investors Services, LLC12-06-2019
Michael Anthony BucciAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-18-2019
Donald Paul TenneAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-14-2019
Sharon Joy HickeyAmeriprise Financial Services, LLCMML Investors Services, LLC$5009-27-2019
Kevin Leland KimballAmeriprise Financial Services, LLCMML Investors Services, LLC$10009-27-2019
Troy Allen AarthunAmeriprise Financial Services, LLCMML Investors Services, LLC$1009-27-2019
Jason Edward KlinedinstAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.