Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Michael WeinbaumAmeriprise Financial Services, Inc.MML Investors Services, LLC11-06-2017
William Francis Grant IVAmeriprise Financial Services, Inc.MML Investors Services, LLC11-02-2017
Gregg Thomas MaleriAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-01-2017
Joseph Enda NolanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-01-2017
David Michael CaragliorAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Michael Patrick DevivoAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Michael Thomas DelgalloAmeriprise Financial Services, Inc.MML Investors Services, LLC10-19-2017
David Michael MedickAmeriprise Financial Services, Inc.MML Investors Services, LLC08-16-2017
Robert Vaughn LesterAmeriprise Financial Services, Inc.MML Investors Services, LLC$2507-20-2017
Stephanie KarpowAmeriprise Financial Services, Inc.MML Investors Services, LLC07-20-2017
Gary Stephen DionneAmeriprise Financial Services, Inc.MML Investors Services, LLC$106-29-2017
Patricia Ann ChevalierAmeriprise Financial Services, Inc.MML Investors Services, LLC$105-03-2017
Jeffrey Richard SilvermanAmeriprise Financial Services, Inc.MML Investors Services, LLC01-22-2016
Albert Morris IsraelAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-23-2015
Harry ArmonAmeriprise Financial Services, Inc.MML Investors Services, LLC$106-12-2015
Jay Lawrence CohenAmeriprise Financial Services, Inc.MML Investors Services, LLC06-12-2015
Richard Scott LindenAmeriprise Financial Services, Inc.MML Investors Services, LLC06-12-2015
Robin DuysenAmeriprise Financial Services, Inc.MML Investors Services, LLC12-26-2014
Stephen Glenn Krochmal Jr.Ameriprise Financial Services, Inc.MML Investors Services, LLC$5012-26-2014
Eugenio Salvatore ChiericiAmeriprise Financial Services, Inc.MML Investors Services, LLC05-29-2014
Edward LeeAmeriprise Financial Services, Inc.MML Investors Services, LLC11-01-2013
Paul Todd GaitherAmeriprise Financial Services, Inc.MML Investors Services, LLC04-12-2013
Matthew Joseph SchwartzAmeriprise Financial Services, Inc.MML Investors Services, LLC02-07-2012
John Holland RinggenbergAmeriprise Financial Services, Inc.MML Investors Services, LLC05-18-2011
Andrew John WeykerAmeriprise Financial Services, Inc.MML Investors Services, LLC$106-02-2010
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Showing 76 to 100 of 1,724 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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