Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher John SprattAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Mark J WellsAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Daniel Douglas MillerAmeriprise Financial Services, LLCMML Investors Services, LLC02-01-2018
Harold George HedgeAmeriprise Financial Services, LLCMML Investors Services, LLC$1012-05-2017
Clement C ChiangAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-16-2017
Meiyi ChouAmeriprise Financial Services, LLCMML Investors Services, LLC$5011-16-2017
Kelly A. WoerdemanAmeriprise Financial Services, LLCMML Investors Services, LLC$111-10-2017
Peter Michael WeinbaumAmeriprise Financial Services, LLCMML Investors Services, LLC11-06-2017
William Francis Grant IVAmeriprise Financial Services, LLCMML Investors Services, LLC11-02-2017
Joseph Enda NolanAmeriprise Financial Services, LLCMML Investors Services, LLC11-01-2017
Gregg Thomas MaleriAmeriprise Financial Services, LLCMML Investors Services, LLC$5011-01-2017
Michael Patrick DevivoAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-19-2017
David Michael CaragliorAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-19-2017
Michael Thomas DelgalloAmeriprise Financial Services, LLCMML Investors Services, LLC10-19-2017
David Michael MedickAmeriprise Financial Services, LLCMML Investors Services, LLC08-16-2017
Robert Vaughn LesterAmeriprise Financial Services, LLCMML Investors Services, LLC$5007-20-2017
Michael R. OtradovecAmeriprise Financial Services, LLCMML Investors Services, LLC$707-20-2017
Stephanie KarpowAmeriprise Financial Services, LLCMML Investors Services, LLC07-20-2017
Gary Stephen DionneAmeriprise Financial Services, LLCMML Investors Services, LLC$2506-29-2017
Patricia Ann ChevalierAmeriprise Financial Services, LLCMML Investors Services, LLC$105-03-2017
Jeffrey Richard SilvermanAmeriprise Financial Services, LLCMML Investors Services, LLC$2501-22-2016
Albert Morris IsraelAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-23-2015
Jay Lawrence CohenAmeriprise Financial Services, LLCMML Investors Services, LLC06-12-2015
Harry ArmonAmeriprise Financial Services, LLCMML Investors Services, LLC$5006-12-2015
Richard Scott LindenAmeriprise Financial Services, LLCMML Investors Services, LLC$1006-12-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.