Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Mendon RexfordAXA Advisors, LLCMML Investors Services, LLC$2506-01-2009
Lee Tyler KennedyAXA Advisors, LLCMML Investors Services, LLC05-29-2009
Robert Waldemar PetersenAXA Advisors, LLCMML Investors Services, LLC03-02-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC$2502-10-2009
Miranda Ann EiseleBall & CompanyMML Investors Services, LLC10-22-2012
Seth Patrick ColleyBancorpSouth Investment Services, Inc.MML Investors Services, LLC08-17-2010
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Lori Dawn DuggerBancWest Investment Services, Inc.MML Investors Services, LLC06-13-2013
Roger Dale MalcolmBankers Life Securities, Inc.MML Investors Services, LLC03-22-2019
Jeffrey Clifton DruryBankers Life Securities, Inc.MML Investors Services, LLC$10002-16-2017
Jamar Lamont BatesBates Financial Group, LLC.MML Investors Services, LLC08-19-2014
Alyssa M ProctorBB&T INVESTMENT SERVICES, INC.MML Investors Services, LLC04-03-2017
Daniel VermilyaBB&T Investment Services, Inc.MML Investors Services, LLC02-14-2014
Benjamin GallowayBB&T INVESTMENT SERVICES, INC.MML Investors Services, LLC07-11-2013
Charles Hutchinson Mccoy IIIBB&T INVESTMENT SERVICES, INC.MML Investors Services, LLC03-12-2013
Blake Armstead LewisBB&T INVESTMENT SERVICES, INC.MML Investors Services, LLC06-18-2012
Chris R. AlbertsonBBVA Compass Investment Solutions, Inc.MML Investors Services, LLC05-20-2011
Darlene Ann WieghatBBVA Securities Inc.MML Investors Services, LLC05-31-2018
Scott P KeesBBVA Securities Inc.MML Investors Services, LLC09-08-2017
Sean James GebhardtBBVA Securities Inc.MML Investors Services, LLC10-10-2014
James Edward CarpenterBBVA Securities Inc.MML Investors Services, LLC09-25-2014
David Orson HarrisBCJ Capital ManagementMML Investors Services, LLC03-04-2016
Isaiah L GoodmanBecoming Financial Advisory Services, LLCMML Investors Services, LLC11-01-2018
MICHAEL RAYMOND PATRICKBelpointe Asset Management LLCMML Investors Services, LLC08-10-2018
Matthew Ryan RittenhouseBernardo Wealth Planning, LLCMML Investors Services, LLC09-08-2017
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Showing 151 to 175 of 1,724 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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