Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timur Valeriy MezhlumovAvantax Investment Services, Inc.MML Investors Services, LLC03-02-2015
Walter Paul ShoczolekAvantax Investment Services, Inc.MML Investors Services, LLC01-28-2015
Dianna Marie HilgendorfAvantax Investment Services, Inc.MML Investors Services, LLC10-30-2014
Robert Horace Parker Jr.Avantax Investment Services, Inc.MML Investors Services, LLC01-28-2014
Aaron Arthur RoesslerAvantax Investment Services, Inc.MML Investors Services, LLC04-16-2013
Eun B ChangAvantax Investment Services, Inc.MML Investors Services, LLC11-28-2012
Ralph Edward NelsonAvantax Investment Services, Inc.MML Investors Services, LLC$1004-30-2012
Sallie Mullins ThompsonAvantax Investment Services, Inc.MML Investors Services, LLC03-14-2012
Anup A. DesaiAvantax Investment Services, Inc.MML Investors Services, LLC11-07-2011
Anthony Richard LanzaAvantax Investment Services, Inc.MML Investors Services, LLC04-07-2009
Benjamin FeinerAXA AdvisorsMML Investors Services, LLC$2303-04-2020
Gino WangAXA AdvisorsMML Investors Services, LLC02-03-2020
Neil RennerAXA AdvisorsMML Investors Services, LLC$304-07-2020
Neil Anthony RennerAXA Advisors, LLCMML Investors Services, LLC04-07-2020
Tom VargheseAXA Advisors, LLCMML Investors Services, LLC03-20-2020
Benjamin FeinerAXA Advisors, LLCMML Investors Services, LLC03-04-2020
John Francis SharkeyAXA Advisors, LLCMML Investors Services, LLC10-30-2019
Jason Timothy ReevesAXA Advisors, LLCMML Investors Services, LLC10-08-2019
Shameeza AllyAXA Advisors, LLCMML Investors Services, LLC08-07-2019
Mustaque Haider ChoudhuryAXA Advisors, LLCMML Investors Services, LLC$15708-02-2019
John J. NewmanAXA Advisors, LLCMML Investors Services, LLC07-01-2019
Sean Michael MccoyAXA Advisors, LLCMML Investors Services, LLC01-22-2019
Joseph Ifeng TingAXA Advisors, LLCMML Investors Services, LLC12-18-2018
Gerald A ClasAXA Advisors, LLCMML Investors Services, LLC12-04-2018
Marco FranzellaAXA Advisors, LLCMML Investors Services, LLC05-11-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.