Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick Ray StaggsCommonwealth Financial NetworkMML Investors Services, LLC$2507-22-2011
Joanann Blaise Natola, Alexandra E. LeviCommonwealth Financial NetworkMML Investors Services, LLC$5002-01-2011
Robert Joseph CummingsCommonwealth Financial NetworkMML Investors Services, LLC07-29-2009
Charles Michael Finfgeld, Richard Lowndes Stuller, Brian Thomas ConnellyCommonwealth Financial NetworkMML Investors Services, LLC06-22-2009
Waiyee Carmen WongConfluence Wealth Management LLCMML Investors Services, LLC06-05-2014
Nathan Edward MagdanzContinuum FinancialMML Investors Services, LLC08-19-2015
Corbin Lindsay LambertContinuum FinancialMML Investors Services, LLC06-08-2015
Lynette Patricia LewensCoordinated Capital Securities, Inc.MML Investors Services, LLC$5011-09-2012
Michael F. MisuracaCountry Capital Management CompanyMML Investors Services, LLC08-09-2016
Zachary C. YoungbloodCountry Capital Management CompanyMML Investors Services, LLC07-12-2011
Timothy James HrankaCountry Capital Management CompanyMML Investors Services, LLC01-07-2011
Nathen Lynn ChristensenCUNA Brokerage Services, Inc.MML Investors Services, LLC09-21-2017
Marc D. LivernoisCUNA Brokerage Services, Inc.MML Investors Services, LLC05-19-2015
Michael Paul SchwietersCUNA Brokerage Services, Inc.MML Investors Services, LLC05-09-2013
Thomas James JordanCUSO Financial Services, L.P.MML Investors Services, LLC06-17-2019
Shaun Michael FischerCUSO Financial Services, L.P.MML Investors Services, LLC08-13-2018
Mark Thomas WaltonCUSO Financial Services, L.P.MML Investors Services, LLC$5007-24-2018
Craig Warren MenningaCWM Wealth Management, LLCMML Investors Services, LLC10-15-2012
David Joseph ZaegelCWOs For Hire LLCMML Investors Services, LLC04-07-2016
Michael Keith ArgoDempsey Lord Smith, LLCMML Investors Services, LLC06-03-2013
Sidney R. DivineDivine Wealth StrategiesMML Investors Services, LLC09-28-2018
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
David Patrick NadeauEdward JonesMML Investors Services, LLC08-17-2018
Kevin Matthew DoyleEdward JonesMML Investors Services, LLC05-26-2017
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Showing 276 to 300 of 1,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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