Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dongil YooFarmers Financial Solutions, LLCMML Investors Services, LLC07-17-2018
Jeremy A. JamesFarmers Financial Solutions, LLCMML Investors Services, LLC01-19-2017
Fady Gabriel NahhasFarmers Financial Solutions, LLCMML Investors Services, LLC10-04-2016
Jett Barker SmithFarmers Financial Solutions, LLCMML Investors Services, LLC05-11-2016
Charles L. SkipperFarmers Financial Solutions, LLCMML Investors Services, LLC05-14-2015
Edward Lee Maddox IIFarmers Financial Solutions, LLCMML Investors Services, LLC08-27-2014
Chad E. GoinsFarmers Financial Solutions, LLCMML Investors Services, LLC01-03-2011
Jeremy L. SchlueterFarmers Financial Solutions, LLCMML Investors Services, LLC$1006-02-2010
Jeffrey Scott BradleyFBL Marketing Services, LLCMML Investors Services, LLC08-08-2016
John Bishop HillmanFiduciary Financial Partners, LLCMML Investors Services, LLC08-10-2012
Shawky Aziz YoakimFifth Third Securities, Inc.MML Investors Services, LLC01-16-2019
David Allen TheissFifth Third Securities, Inc.MML Investors Services, LLC10-10-2018
Laura Kaczor StevensFifth Third Securities, Inc.MML Investors Services, LLC10-10-2013
Shawn Patrick WhatleyFinancial Advocates Investment ManagementMML Investors Services, LLC07-27-2011
Daniel David ThomasonFirst Allied Securities, Inc.MML Investors Services, LLC07-25-2016
Kevin Thomas BrockFirst Citizens Asset Management, IncMML Investors Services, LLC09-06-2017
Bala SubramanianFirst Heartland Capital, Inc.MML Investors Services, LLC07-14-2017
Samuel M. HagemannFirst Heartland Capital, Inc.MML Investors Services, LLC02-10-2015
Emmanuel Uchenna NwajiakuFortune Financial Services, Inc.MML Investors Services, LLC$5002-26-2019
Thomas Michael ObrienFour Points Capital Partners LLCMML Investors Services, LLC$17603-23-2018
Rickey Floyd FranklinFrost Brokerage Services, Inc.MML Investors Services, LLC09-21-2015
David Scott NicholsFSC Securities CorporationMML Investors Services, LLC$5002-02-2012
Newman Alexander Townsend IIIFSC Securities CorporationMML Investors Services, LLC$1005-18-2009
Andrew D WoolleyGeneos Wealth Management, Inc.MML Investors Services, LLC09-06-2016
Michelle Jean GessnerGessner Wealth Strategies LLCMML Investors Services, LLC03-22-2016
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Showing 326 to 350 of 1,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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