Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael MedickAmeriprise Financial Services, Inc.MML Investors Services, LLC08-16-2017
Robert Vaughn LesterAmeriprise Financial Services, Inc.MML Investors Services, LLC$5007-20-2017
Michael R. OtradovecAmeriprise Financial Services, Inc.MML Investors Services, LLC07-20-2017
Stephanie KarpowAmeriprise Financial Services, Inc.MML Investors Services, LLC07-20-2017
Gary Stephen DionneAmeriprise Financial Services, Inc.MML Investors Services, LLC$2506-29-2017
Patricia Ann ChevalierAmeriprise Financial Services, Inc.MML Investors Services, LLC05-03-2017
Albert Morris IsraelAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-23-2015
Harry ArmonAmeriprise Financial Services, Inc.MML Investors Services, LLC$5006-12-2015
Andrew John WeykerAmeriprise Financial Services, Inc.MML Investors Services, LLC$1006-02-2010
John Ross, Billy, Diodato, Dan Buckley, Jack FraserAmeriprise Financial Services, Inc. Services, Inc.MML Investors Services, LLC$30403-15-2019
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Nelson Bradford AhernAmeritas Investment Corp.MML Investors Services, LLC$3801-07-2019
James Stanley ThompsonAmeritas Investment Corp.MML Investors Services, LLC05-21-2018
Kevin P. JanusAmeritas Investment Corp.MML Investors Services, LLC02-08-2018
Susan Ann RussoAmeritas Investment Corp.MML Investors Services, LLC09-18-2017
Fate Kellum SpurlockAmeritas Investment Corp.MML Investors Services, LLC$15007-20-2016
Joseph R. FalisiAmeritas Investment Corp.MML Investors Services, LLC04-16-2015
William Christopher BaltrusAmeritas Investment Corp.MML Investors Services, LLC02-10-2015
Salvatore Daniel LombardiAmeritas Investment Corp.MML Investors Services, LLC03-01-2013
Dean Avraham BardaApple & AssociatesMML Investors Services, LLC08-14-2018
Eric Lawrence MonroeAPW Capital, Inc.MML Investors Services, LLC04-25-2017
Sean Michael MccoyAXA Advisors, LLCMML Investors Services, LLC01-22-2019
Marco FranzellaAXA Advisors, LLCMML Investors Services, LLC05-11-2018
Katherine L. CarlsonAXA Advisors, LLCMML Investors Services, LLC04-16-2018
Richard Yust Jr.AXA Advisors, LLCMML Investors Services, LLC03-14-2018
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Showing 76 to 100 of 1,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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