Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ben StillAXA Advisors, LLCMML Investors Services, LLC03-02-2018
Richard Bryan YustAXA Advisors, LLCMML Investors Services, LLC$2502-02-2018
Russell Joseph ColosiAXA Advisors, LLCMML Investors Services, LLC12-12-2017
Joseph Marriner NielsonAXA Advisors, LLCMML Investors Services, LLC11-16-2017
Paul P. PongniphonAXA Advisors, LLCMML Investors Services, LLC09-29-2017
John Richard Bentubo Jr.AXA Advisors, LLCMML Investors Services, LLC09-27-2017
Richard James JansonAXA Advisors, LLCMML Investors Services, LLC$8707-24-2017
David Michael SwiderskiAXA Advisors, LLCMML Investors Services, LLC$2507-10-2017
Peter Derek ScheurmanAXA Advisors, LLCMML Investors Services, LLC06-02-2017
Liliana Maria MaesAXA Advisors, LLCMML Investors Services, LLC05-25-2017
Freddie Anthony Aviles GonzalezAXA Advisors, LLCMML Investors Services, LLC12-20-2016
Rufus Wiley DavenportAXA Advisors, LLCMML Investors Services, LLC09-08-2016
Larry PhamAXA Advisors, LLCMML Investors Services, LLC06-02-2015
Gregory Mendon RexfordAXA Advisors, LLCMML Investors Services, LLC$2506-01-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC02-10-2009
Denise Lynn HealyBaker & AssociatesMML Investors Services, LLC01-28-2011
Miranda A. EiseleBall & CompanyMML Investors Services, LLC10-22-2012
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Jeffrey Clifton DruryBankers Life Securities, Inc.MML Investors Services, LLC$10002-16-2017
Darlene Ann WieghatBBVA Securities Inc.MML Investors Services, LLC05-31-2018
Isaiah L GoodmanBecoming Financial Advisory Services, LLCMML Investors Services, LLC11-01-2018
Matthew Ryan RittenhouseBernardo Wealth Planning, LLCMML Investors Services, LLC09-08-2017
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Joseph BoydBrighton Securities Corp.MML Investors Services, LLC09-07-2010
Barry Frederick DrogyBrokerageSelectMML Investors Services, LLC02-12-2010
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Showing 101 to 125 of 1,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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