Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Kenneth CsernaiCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Thomas Michael TaciaCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Wade Lance McMinn Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Robert Peter LareauCambridge Investment Research, Inc.MML Investors Services, LLC01-19-2011
James J. DenoraCambridge Investment Research, Inc.MML Investors Services, LLC12-07-2010
David Evans HuntCambridge Investment Research, Inc.MML Investors Services, LLC11-19-2010
Paul Lucian WetherallCambridge Investment Research, Inc.MML Investors Services, LLC01-21-2010
Sedigheh NowrouzzadehCambridge Investment Research, Inc.MML Investors Services, LLC07-24-2009
Conrad Lowell Slate Sr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
William Henry Parrish Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Lannis Harold GreeneCambridge Investment Research, Inc.MML Investors Services, LLC04-20-2009
Mark John ErtelCapital Advisory Services, LLCMML Investors Services, LLC06-03-2013
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Peter Wayne CarlsonCapital Synergy PartnersMML Investors Services, LLC$1001-29-2014
Ryan William HallCentaurus Financial, Inc.MML Investors Services, LLC05-01-2017
James V PetersCentaurus Financial, Inc.MML Investors Services, LLC05-07-2012
Joshua C. ThornhillCenter Street Securities, Inc.MML Investors Services, LLC06-13-2019
John Won-Il MahCenterview Wealth Advisors, LLCMML Investors Services, LLC02-06-2016
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Eric D. LangCetera Advisor Networks LLCMML Investors Services, LLC02-28-2018
Charles Bradley SpehlCetera Advisor Networks LLCMML Investors Services, LLC02-07-2018
David Lee TroutmanCetera Advisor Networks LLCMML Investors Services, LLC$5001-23-2018
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Travis H FlandermeyerCetera Advisor Networks LLCMML Investors Services, LLC06-01-2010
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Showing 201 to 225 of 1,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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