Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC01-02-2009
David Brian TestNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$101-12-2009
Dwight Arnold SpenceOneAmerica Securities, Inc.MML Investors Services, LLC$2501-12-2009
Randy Lloyd GreenbergPark Avenue Securities LLCMML Investors Services, LLC01-12-2009
James Barton Brannon IIILPL Financial LLCMML Investors Services, LLC$2501-23-2009
Lance David MarbleCincinnati Analysts, Inc.MML Investors Services, LLC01-29-2009
Robert Sohngen CottrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$10001-30-2009
Clifford Ira RosnerVoya Financial Advisors, Inc.MML Investors Services, LLC02-03-2009
Michele Marie GoldmanAmeriprise Financial Services, Inc.MML Investors Services, LLC02-06-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC$2502-10-2009
Derek Robert SchanhoferCetera Advisor Networks LLCMML Investors Services, LLC02-20-2009
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$1002-25-2009
Robert Carlos Cadena Jr.INVEST Financial CorporationMML Investors Services, LLC02-26-2009
Michael OlearyNext Financial Group, Inc.MML Investors Services, LLC$5003-02-2009
Robert Waldemar PetersenAXA Advisors, LLCMML Investors Services, LLC03-02-2009
Kenneth Cecil KinmanFocus On Success, LLCMML Investors Services, LLC03-03-2009
Kristina Marie ClarkThrivent Investment Management Inc.MML Investors Services, LLC03-03-2009
Steven Harry JergesenWoodbury Financial Services, Inc.MML Investors Services, LLC03-09-2009
Smitha Abraham ThomasLifetime Wealth Management P.C.MML Investors Services, LLC03-20-2009
Daniel Jay WeilerStorehouse FinancialMML Investors Services, LLC03-23-2009
Jeffrey David BruceLPL Financial LLCMML Investors Services, LLC$5003-24-2009
Gerald Michael WestcottOneAmerica Securities, Inc.MML Investors Services, LLC04-01-2009
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC$5004-01-2009
Anthony Richard LanzaHD Vest Investment ServicesMML Investors Services, LLC04-07-2009
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Showing 1 to 25 of 1,724 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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