Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Dwight Arnold SpenceOneAmerica Securities, Inc.MML Investors Services, LLC$2501-12-2009
Robert Sohngen CottrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$1001-30-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC02-10-2009
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$2502-25-2009
Michael OlearyNext Financial Group, Inc.MML Investors Services, LLC03-02-2009
Kristina Marie ClarkThrivent Investment Management Inc.MML Investors Services, LLC03-03-2009
Daniel Jay WeilerStorehouse FinancialMML Investors Services, LLC03-23-2009
Jeffrey David BruceLPL Financial LLCMML Investors Services, LLC03-24-2009
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC04-01-2009
Anthony Richard LanzaHD Vest Investment ServicesMML Investors Services, LLC04-07-2009
Lannis Harold GreeneCambridge Investment Research, Inc.MML Investors Services, LLC04-20-2009
Conrad Lowell Slate Sr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Melvin Lee GrossLincoln Financial Securities CorporationMML Investors Services, LLC04-24-2009
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
William Henry Parrish Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Charles Anthony DelmonteAllstate Financial Services, LLCMML Investors Services, LLC05-13-2009
Newman Alexander Townsend IIIFSC Securities CorporationMML Investors Services, LLC$1005-18-2009
Stewart Ryan ShieldsLPL Financial LLCMML Investors Services, LLC05-28-2009
Gregory Mendon RexfordAXA Advisors, LLCMML Investors Services, LLC$2506-01-2009
Michael Philip WatersSecurities America, Inc.MML Investors Services, LLC06-01-2009
Benjamin Ross ChafitzSecurities America, Inc.MML Investors Services, LLC06-01-2009
Sandra Lois ZiglarLincoln Financial Securities CorporationMML Investors Services, LLC06-01-2009
Gregory Dean StricklandLPL Financial LLCMML Investors Services, LLC06-16-2009
Charles Michael Finfgeld, Richard Lowndes Stuller, Brian Thomas ConnellyCommonwealth Financial NetworkMML Investors Services, LLC06-22-2009
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Showing 1 to 25 of 1,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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