Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Henry DarntonInnovation Partners LLCMML Investors Services, LLC06-11-2013
Daniel Norman EngelhardtEquity Services, Inc.MML Investors Services, LLC06-11-2013
Lindsay Lea OlsonNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC06-13-2013
James Joseph MotaAllstate Financial Services, LLCMML Investors Services, LLC06-18-2013
Bruce Patrick DonlanHarbour Investments, Inc.MML Investors Services, LLC$1006-20-2013
Jason David StuckySecurities Service Network, LLCMML Investors Services, LLC06-21-2013
William Robert Frazer IIIPrincipal Securities, Inc.MML Investors Services, LLC06-21-2013
Steven Kenneth HegerLPL Financial LLCMML Investors Services, LLC06-25-2013
James Hunter StrotherLPL Financial LLCMML Investors Services, LLC$2506-26-2013
Darren Barclay BellOneAmerica Securities, Inc.MML Investors Services, LLC06-27-2013
John Michael Moody Sr.The O.N. Equity Sales CompanyMML Investors Services, LLC07-01-2013
Donald James MontgomerySt. Bernard Financial Services, Inc.MML Investors Services, LLC$2507-11-2013
Joseph Rocco CampanelliLPL Financial LLCMML Investors Services, LLC07-22-2013
Archer Curtis GillespieGillespie Wealth Management IncMML Investors Services, LLC07-24-2013
Todd Michael FischerCitizens Securities, Inc.MML Investors Services, LLC07-30-2013
Jana Kennedy StoermerCambridge Investment Research, Inc.MML Investors Services, LLC08-01-2013
Robert William SmithOneAmerica Securities, Inc.MML Investors Services, LLC08-02-2013
Charles Glen SnowCambridge Investment Research, Inc.MML Investors Services, LLC08-02-2013
George Luis ChavezJ.P. Morgan Securities LLCMML Investors Services, LLC08-14-2013
Jason John CapolarelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-21-2013
Scott B ZuckermanLPL Financial LLCMML Investors Services, LLC08-27-2013
Anthony Timothy FrancisSecurities America, Inc.MML Investors Services, LLC09-03-2013
Michael Edward MaierleRaymond James Financial Services Advisors, IncMML Investors Services, LLC09-13-2013
David R. AndrewLPL Financial LLCMML Investors Services, LLC09-20-2013
Gerald Francis PfeiferSunStreet Securities, LLCMML Investors Services, LLC10-10-2013
« Previous PageNext Page »

Showing 226 to 250 of 1,091 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.