Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Thomas AlbertLPL Financial LLCMML Investors Services, LLC02-09-2015
William Christopher BaltrusAmeritas Investment Corp.MML Investors Services, LLC02-10-2015
Samuel M. HagemannFirst Heartland Capital, Inc.MML Investors Services, LLC02-10-2015
Ikuyo HiraguchiPruco Securities, LLC.MML Investors Services, LLC02-12-2015
Benjamin VanengelenhovenMoney Concepts Capital CorpMML Investors Services, LLC02-19-2015
Michael Gene ReynoldsPrincipal Securities, Inc.MML Investors Services, LLC02-19-2015
Jonathan Dunn CracraftCH Douglas & Gray Wealth ManagementMML Investors Services, LLC02-19-2015
Dean Arthur SchulerPDS Planning IncMML Investors Services, LLC02-23-2015
Dean Vincent ToscanoGPWA, LLCMML Investors Services, LLC02-23-2015
Nathan John FoxHornor, Townsend & Kent, LLCMML Investors Services, LLC02-25-2015
Don E. BradyOneAmerica Securities, Inc.MML Investors Services, LLC02-26-2015
Jeremiah R. ButoutSagePoint Financial, Inc.MML Investors Services, LLC03-02-2015
Alex E. WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Thomas Adrian TaylorWells Fargo Clearing Services, LLCMML Investors Services, LLC03-05-2015
Semyon LeviJ.P. Morgan Securities LLCMML Investors Services, LLC03-16-2015
William August PaddenThe O.N. Equity Sales CompanyMML Investors Services, LLC03-31-2015
Timothy Clay Ebert, Paul Andrew EbertCommonwealth Financial NetworkMML Investors Services, LLC04-02-2015
Patrick A EmuakhagbonGreatlinks Financial GroupMML Investors Services, LLC04-08-2015
Kenneth ArmbrusterVoya Financial Advisors, Inc.MML Investors Services, LLC04-13-2015
Joseph R. FalisiAmeritas Investment Corp.MML Investors Services, LLC04-16-2015
Nathan E. WrightWells Fargo Clearing Services, LLCMML Investors Services, LLC04-27-2015
Conor F. BoydEquity Services, Inc.MML Investors Services, LLC04-29-2015
Colleen S. KrcelichHD Vest Investment ServicesMML Investors Services, LLC04-29-2015
Deborah EngebretsenJ.P. Morgan Securities LLCMML Investors Services, LLC04-30-2015
Gina Gray EdwardsCambridge Investment Research, Inc.MML Investors Services, LLC05-11-2015
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Showing 351 to 375 of 1,092 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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