Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wade Lance McMinn Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC01-31-2011
Joanann Blaise Natola, Alexandra E. LeviCommonwealth Financial NetworkMML Investors Services, LLC$5002-01-2011
Steven B. HarrellLPL Financial LLCMML Investors Services, LLC02-01-2011
Matthew Thomas ElwoodAllstate Financial Services, LLCMML Investors Services, LLC02-08-2011
Teal Anderson WilliamsPrincipal Securities, Inc.MML Investors Services, LLC03-01-2011
Tiffini Dawn ArringtonPark Avenue Securities LLCMML Investors Services, LLC03-02-2011
Jeff Kim SchroederWells Fargo Clearing Services, LLCMML Investors Services, LLC03-07-2011
Helen L Sims DuerrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-28-2011
William Russell LloydLPL Financial LLCMML Investors Services, LLC04-15-2011
Bradley David FathCambridge Investment Research, Inc.MML Investors Services, LLC$1004-26-2011
Todd Kenneth CsernaiCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Thomas Michael TaciaCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Jose Orlando SeguraPark Avenue Securities LLCMML Investors Services, LLC05-12-2011
Elizabeth Kelly MooreEdward JonesMML Investors Services, LLC05-16-2011
Kevin Joseph LinseyPark Avenue Securities LLCMML Investors Services, LLC06-24-2011
Ryan Joseph McGuaneThe O.N. Equity Sales CompanyMML Investors Services, LLC06-30-2011
Richard H. TannerCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2011
Jonathan Edward MichaelCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2011
Patrick Carl DicksonPark Avenue Securities LLCMML Investors Services, LLC$2507-08-2011
Zachary C. YoungbloodCountry Capital Management CompanyMML Investors Services, LLC07-12-2011
Rick Ray StaggsCommonwealth Financial NetworkMML Investors Services, LLC$2507-22-2011
Todd Mitchell HarrisCambridge Investment Research, Inc.MML Investors Services, LLC07-22-2011
Kanak Subramaniam IyerKanakadhara Financial EnterpriseMML Investors Services, LLC07-22-2011
Jeremiah Warren HarstonLPL Financial LLCMML Investors Services, LLC07-25-2011
Shawn Patrick WhatleyFinancial Advocates Investment ManagementMML Investors Services, LLC07-27-2011
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Showing 76 to 100 of 1,091 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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