Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kamran Mohammad ElliniPark Avenue Securities LLCMML Investors Services, LLC$5008-04-2011
Andrea Margo HauptmanSecurian Financial Services, Inc.MML Investors Services, LLC08-16-2011
Joseph Patrick CostelloRoyal Alliance Associates, Inc.MML Investors Services, LLC08-18-2011
Earle Foster HollisterSt. Germain Securities, Inc.MML Investors Services, LLC09-06-2011
Justin Christopher MartinRaymond James Financial Services, Inc.MML Investors Services, LLC09-09-2011
Jason Anthony FredericoPark Avenue Securities LLCMML Investors Services, LLC09-16-2011
Jeffrey Joseph GambuzzaPark Avenue Securities LLCMML Investors Services, LLC09-22-2011
Kyle Morgan BackusMorgan StanleyMML Investors Services, LLC10-19-2011
Scott LewisSecurities America, Inc.MML Investors Services, LLC10-21-2011
Jason Rigoberto ValleLPL Financial LLCMML Investors Services, LLC10-24-2011
Richard P BonifantiPruco Securities, LLC.MML Investors Services, LLC11-07-2011
Mai Quynh VuLPL Financial LLCMML Investors Services, LLC12-09-2011
Paul Dean HillWoodbury Financial Services, Inc.MML Investors Services, LLC12-19-2011
Thomas John CannanWaddell & ReedMML Investors Services, LLC12-21-2011
Andrew C. PsilisPNC InvestmentsMML Investors Services, LLC01-09-2012
Elliott Henry WeirIII Financial, LLCMML Investors Services, LLC01-24-2012
David Michael De Anda Sr.Northwestern Mutual Investment Services, LLCMML Investors Services, LLC01-31-2012
David Scott NicholsFSC Securities CorporationMML Investors Services, LLC$5002-02-2012
Anthony Andrew MontiniPark Avenue Securities LLCMML Investors Services, LLC02-03-2012
Michael Anthony ThompsonPark Avenue Securities LLCMML Investors Services, LLC$1002-06-2012
Steven Clarence Flowers Jr.Principal Securities, Inc.MML Investors Services, LLC02-27-2012
Kevin Jay ForsmanOneAmerica Securities, Inc.MML Investors Services, LLC03-01-2012
Lyle Layne WalkerNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC03-02-2012
Tim Edward GottusPark Avenue Securities LLCMML Investors Services, LLC03-05-2012
Kyle Edward WortLarson Financial Securities, LLCMML Investors Services, LLC03-05-2012
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Showing 101 to 125 of 1,092 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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