Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Aaron Arthur RoesslerHD Vest Investment ServicesMML Investors Services, LLC04-16-2013
Aaron Robert RarickHorace Mann Investors, Inc.MML Investors Services, LLC07-13-2017
Aaron Wayne RocheOneAmerica Securities, Inc.MML Investors Services, LLC02-07-2019
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC05-04-2017
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Adriane Vera LoweThe Wealth Consulting GroupMML Investors Services, LLC01-20-2017
Adrienne J. Rothstein-GraceCadaret, Grant & Co., Inc.MML Investors Services, LLC01-10-2014
Aileen Farrell SchruthUBS Financial Services Inc.MML Investors Services, LLC03-01-2010
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Alan David KahnAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$2502-18-2014
Alan HauschildSecurian Financial Services, Inc.MML Investors Services, LLC01-26-2016
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Albert Morris IsraelAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-23-2015
Alberto Enrique BoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-23-2016
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-19-2018
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC12-04-2017
Alex E. WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Alexander BlancoAllstate Financial Services, LLCMML Investors Services, LLC04-22-2010
Alexander Dale HancockAmeriprise Financial Services, Inc.MML Investors Services, LLC05-25-2018
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
Alexander Paul SamarasOneAmerica Securities, Inc.MML Investors Services, LLC10-18-2012
Alexander Seiji PotterCambridge Investment Research, Inc.MML Investors Services, LLC08-08-2017
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Showing 1 to 25 of 1,087 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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