Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Aaron Arthur RoesslerAvantax Investment Services, Inc.MML Investors Services, LLC04-16-2013
Aaron Matthew SchramRaymond James Financial Services, Inc.MML Investors Services, LLC12-18-2019
Aaron Robert RarickHorace Mann Investors, Inc.MML Investors Services, LLC07-13-2017
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC$15005-04-2017
Adam B MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam BrentlingerFifth Third Securities, Inc.MML Investors Services, LLC02-03-2014
Adam Christopher BahnerRoyal Alliance Associates, Inc.MML Investors Services, LLC08-05-2016
Adam David KaplanVoya Financial Advisors, Inc.MML Investors Services, LLC$2511-27-2018
Adam David SchwartzPruco Securities, LLC.MML Investors Services, LLC10-05-2020
Adam J TuckerFidelity Brokerage Services LLCMML Investors Services, LLC06-12-2020
Adam K FensterOneAmerica Securities, Inc.MML Investors Services, LLC03-07-2018
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Adam Zachery PetersCommonwealth Financial NetworkMML Investors Services, LLC08-09-2018
Adriana Marie HawkHornor, Townsend & Kent, LLCMML Investors Services, LLC02-07-2020
Adriane Lowe Roy Moon Anthony TurcotteLPL Financial LLCMML Investors Services, LLC$15101-20-2017
Adriane Vera LoweThe Wealth Consulting GroupMML Investors Services, LLC$5001-20-2017
Adrienne J Rothstein-GraceCadaret, Grant & Co., Inc.MML Investors Services, LLC01-10-2014
Aileen Farrell SchruthUBS Financial Services Inc.MML Investors Services, LLC03-01-2010
Al F DevjiKestra Investment Services, LLCMML Investors Services, LLC05-01-2015
Al J Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Alan David KahnAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$2502-18-2014
Alan HauschildSecurian Financial Services, Inc.MML Investors Services, LLC01-26-2016
Alan Lewis MeltzerKestra Investment Services, LLCMML Investors Services, LLC02-28-2019
Albert Gerard Parmentier IIOneAmerica Securities, Inc.MML Investors Services, LLC11-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.