Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gino WangEquitable Advisors, LLCMML Investors Services, LLC02-03-2020
Thomas A ParksAnnex Wealth Management, LLCMML Investors Services, LLC09-14-2014
James Dustin JedrziewskiVitalStone Financial, LLCMML Investors Services, LLC10-09-2020
James A SalernoLPL Financial LLCMML Investors Services, LLC10-08-2020
David Chih-Choi WongLincoln Financial Securities CorporationMML Investors Services, LLC10-07-2020
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
Noel Gabriel DavidVeritas Advisory GroupMML Investors Services, LLC10-05-2020
Adam David SchwartzPruco Securities, LLC.MML Investors Services, LLC10-05-2020
Jason Robert OdetteVitalStone Financial, LLCMML Investors Services, LLC10-02-2020
Christopher Ryan McNeilVitalStone Financial, LLCMML Investors Services, LLC10-02-2020
Leida Montez SpellerEquity Services, Inc.MML Investors Services, LLC09-24-2020
Kenneth Jay VinikoffSagePoint Financial, Inc.MML Investors Services, LLC09-24-2020
Ron Andrew PacLPL Financial LLCMML Investors Services, LLC09-24-2020
Stephanie A FollinLPL Financial LLCMML Investors Services, LLC09-22-2020
Peter Saunders GarfieldFidelity Brokerage Services LLCMML Investors Services, LLC09-22-2020
Lauren KneisleyCitizens Securities, Inc.MML Investors Services, LLC09-21-2020
Charles Bradley WattsAmeriprise Financial Services, LLCMML Investors Services, LLC09-18-2020
Frank Joseph DecandidoAvantax Investment Services, Inc.MML Investors Services, LLC09-17-2020
Megan R HarrisEquity Services, Inc.MML Investors Services, LLC09-17-2020
Michele Kristine DunbarLPL Financial LLCMML Investors Services, LLC09-16-2020
Joseph C GencoLPL Financial LLCMML Investors Services, LLC09-14-2020
Margaret L JonesPrincipal Securities, Inc.MML Investors Services, LLC09-14-2020
Evan Ernest WhittleAmeriprise Financial Services, LLCMML Investors Services, LLC09-09-2020
John P ThompsonLPL Financial LLCMML Investors Services, LLC09-08-2020
Peter Scott RosengardLPL Financial LLCMML Investors Services, LLC09-02-2020
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Showing 1 to 25 of 1,788 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.