Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Howard KoffAmeriprise Financial Services, Inc.MML Investors Services, LLC$7506-07-2019
Samuel Harris GreeneAmeriprise Financial Services, Inc.MML Investors Services, LLC04-16-2019
John Joseph FraserAmeriprise Financial Services, Inc.MML Investors Services, LLC$5003-15-2019
Daniel Whiting BuckleyAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
William Anthony DiodatoAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Richard KennaAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Jeffrey Benton Kimball IIAmeriprise Financial Services, Inc.MML Investors Services, LLC03-01-2019
Daniel Alan ShepardAmeriprise Financial Services, Inc.MML Investors Services, LLC12-11-2018
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
Curt Anthony PedersonAmeriprise Financial Services, Inc.MML Investors Services, LLC$8410-16-2018
Jill WilliamsAmeriprise Financial Services, Inc.MML Investors Services, LLC$10005-25-2018
Todd David HandleyAmeriprise Financial Services, Inc.MML Investors Services, LLC$2505-25-2018
Alexander Dale HancockAmeriprise Financial Services, Inc.MML Investors Services, LLC05-25-2018
Philip Nathaniel HoweAmeriprise Financial Services, Inc.MML Investors Services, LLC05-04-2018
Robert E. Francis Jr.Ameriprise Financial Services, Inc.MML Investors Services, LLC05-04-2018
Quynh Ngoe DaoAmeriprise Financial Services, Inc.MML Investors Services, LLC02-09-2018
James Lee PhillipsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Christopher John SprattAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Mark J WellsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Daniel Douglas MillerAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Meiyi ChouAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-16-2017
Clement C ChiangAmeriprise Financial Services, Inc.MML Investors Services, LLC$2511-16-2017
Kelly A. WoerdemanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-10-2017
Peter Michael WeinbaumAmeriprise Financial Services, Inc.MML Investors Services, LLC11-06-2017
William Francis Grant IVAmeriprise Financial Services, Inc.MML Investors Services, LLC11-02-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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