Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Gerard MccarthyCetera Advisor Networks LLCMML Investors Services, LLC07-23-2019
Thomas Eugene OlesonCetera Advisor Networks LLCMML Investors Services, LLC$2209-13-2018
Shawn Phillip WalshCetera Advisor Networks LLCMML Investors Services, LLC08-16-2018
Eric D. LangCetera Advisor Networks LLCMML Investors Services, LLC02-28-2018
Charles Bradley SpehlCetera Advisor Networks LLCMML Investors Services, LLC02-07-2018
Lynore A. YatesCetera Advisor Networks LLCMML Investors Services, LLC02-05-2018
David Lee TroutmanCetera Advisor Networks LLCMML Investors Services, LLC$5001-23-2018
Walter Carl RoddyCetera Advisor Networks LLCMML Investors Services, LLC11-16-2017
Quincy HallCetera Advisor Networks LLCMML Investors Services, LLC08-14-2017
James Allen LebzelterCetera Advisor Networks LLCMML Investors Services, LLC06-20-2017
Sotero M. Morales PerezCetera Advisor Networks LLCMML Investors Services, LLC03-09-2017
Jeffrey Alan ClarkCetera Advisor Networks LLCMML Investors Services, LLC02-22-2017
Timothy FliamCetera Advisor Networks LLCMML Investors Services, LLC08-23-2016
Kenneth Alan BiedermanCetera Advisor Networks LLCMML Investors Services, LLC01-04-2016
John C. MarekCetera Advisor Networks LLCMML Investors Services, LLC07-01-2015
Todd Paul ClaypoolCetera Advisor Networks LLCMML Investors Services, LLC$103-04-2015
Michael Ryan MillerCetera Advisor Networks LLCMML Investors Services, LLC$5011-13-2014
A. Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Daniel P StewartCetera Advisor Networks LLCMML Investors Services, LLC03-23-2011
Kay Ann FreitagCetera Advisor Networks LLCMML Investors Services, LLC$2502-23-2011
Wayne Devonne BisekCetera Advisor Networks LLCMML Investors Services, LLC07-26-2010
Travis H FlandermeyerCetera Advisor Networks LLCMML Investors Services, LLC06-01-2010
Denis Richard CurcioCetera Advisor Networks LLCMML Investors Services, LLC03-09-2010
Peter Michael MickelsonCetera Advisor Networks LLCMML Investors Services, LLC$2502-25-2009
Derek Robert SchanhoferCetera Advisor Networks LLCMML Investors Services, LLC02-20-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.