Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Olumide K Olu-AkintomideEquity Services, Inc.MML Investors Services, LLC04-24-2020
Christopher Michael DaveyEquity Services, Inc.MML Investors Services, LLC03-02-2020
Thomas James LederEquity Services, Inc.MML Investors Services, LLC02-07-2020
Lorne G. HammondEquity Services, Inc.MML Investors Services, LLC09-11-2019
Gregory Charles KeagleEquity Services, Inc.MML Investors Services, LLC$15808-05-2019
Derek SlaterEquity Services, Inc.MML Investors Services, LLC07-24-2019
Kurt Ryan DavisEquity Services, Inc.MML Investors Services, LLC06-20-2019
Carlo Joseph Marano Jr.Equity Services, Inc.MML Investors Services, LLC04-04-2019
Gerald Martin MirraEquity Services, Inc.MML Investors Services, LLC$4404-04-2019
Peter Swansen Jr.Equity Services, Inc.MML Investors Services, LLC$5004-04-2019
Brian Kirk VieselmeyerEquity Services, Inc.MML Investors Services, LLC$2504-04-2019
David SalasEquity Services, Inc.MML Investors Services, LLC02-28-2019
Donald Thomas BrownEquity Services, Inc.MML Investors Services, LLC01-25-2019
Kevin Gene WorthamEquity Services, Inc.MML Investors Services, LLC11-06-2018
Thomas James RileyEquity Services, Inc.MML Investors Services, LLC11-06-2018
Jody L. LentzEquity Services, Inc.MML Investors Services, LLC$2509-25-2018
William Hampton Morgan IIIEquity Services, Inc.MML Investors Services, LLC09-11-2018
Joshua M. WalkerEquity Services, Inc.MML Investors Services, LLC08-02-2018
Eric Wayne HeishmanEquity Services, Inc.MML Investors Services, LLC02-26-2018
Vlasta Ivana DuffyEquity Services, Inc.MML Investors Services, LLC02-02-2018
Gary Anthony McMahonEquity Services, Inc.MML Investors Services, LLC01-29-2018
Sidney J DreyfusEquity Services, Inc.MML Investors Services, LLC01-17-2018
Patricia St. Clair LucasEquity Services, Inc.MML Investors Services, LLC11-01-2017
William P HerbstEquity Services, Inc.MML Investors Services, LLC10-25-2017
Kevin Casey FlynnEquity Services, Inc.MML Investors Services, LLC09-21-2017
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.