Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Forrest Williams JrLPL Financial LLCMML Investors Services, LLC$15008-20-2020
Casey Craig David Vang PJ Horan Michael Glassman Allen Haney Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
Debra Nadeau Dominic NadeauLPL Financial LLCMML Investors Services, LLC$20811-09-2017
David Bushnell Anthony Tomasula Robin TomasulaLPL Financial LLCMML Investors Services, LLC$55003-10-2017
Kristi Baker Kelli Davis Joseph Van DeusenLPL Financial LLCMML Investors Services, LLC$48302-23-2017
Fredrick KelleyLPL Financial LLCMML Investors Services, LLC$8002-15-2017
Adriane Lowe Roy Moon Anthony TurcotteLPL Financial LLCMML Investors Services, LLC$15101-20-2017
Paul KupchokLPL Financial LLCMML Investors Services, LLC$23011-09-2016
Matthew GilmoreLPL Financial LLCMML Investors Services, LLC$8008-15-2016
James A SalernoLPL Financial LLCMML Investors Services, LLC10-08-2020
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
Ron Andrew PacLPL Financial LLCMML Investors Services, LLC09-24-2020
Stephanie A FollinLPL Financial LLCMML Investors Services, LLC09-22-2020
Michele Kristine DunbarLPL Financial LLCMML Investors Services, LLC09-16-2020
Joseph C GencoLPL Financial LLCMML Investors Services, LLC09-14-2020
John P ThompsonLPL Financial LLCMML Investors Services, LLC09-08-2020
Peter Scott RosengardLPL Financial LLCMML Investors Services, LLC09-02-2020
Benjamin Andrew RosengardLPL Financial LLCMML Investors Services, LLC09-02-2020
Ross M KrauseLPL Financial LLCMML Investors Services, LLC$15008-24-2020
Forrest Eugene Williams JrLPL Financial LLCMML Investors Services, LLC$5008-20-2020
Danny Lee SnodgrassLPL Financial LLCMML Investors Services, LLC$5006-30-2020
David Lee TravisLPL Financial LLCMML Investors Services, LLC06-30-2020
Joseph Bedford James IIILPL Financial LLCMML Investors Services, LLC$2505-29-2020
Tae-Shin KangLPL Financial LLCMML Investors Services, LLC05-29-2020
Keith Byron BanksLPL Financial LLCMML Investors Services, LLC05-06-2020
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.