Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam David SchwartzPruco Securities, LLC.MML Investors Services, LLC10-05-2020
Jordan Michael PalmerPruco Securities, LLC.MML Investors Services, LLC08-06-2020
Brenda Louise LabarPruco Securities, LLC.MML Investors Services, LLC07-21-2020
Maria Victoria U FoughtPruco Securities, LLC.MML Investors Services, LLC07-08-2020
Brian Joe JimersonPruco Securities, LLC.MML Investors Services, LLC06-11-2020
Michael Harold HaasePruco Securities, LLC.MML Investors Services, LLC05-04-2020
Theodore ManzanaresPruco Securities, LLC.MML Investors Services, LLC04-02-2020
Thomas David PerronePruco Securities, LLC.MML Investors Services, LLC03-30-2020
james wesley creamerPruco Securities, LLC.MML Investors Services, LLC03-30-2020
William Gerry Keene IIIPruco Securities, LLC.MML Investors Services, LLC03-18-2020
Philip James GranucciPruco Securities, LLC.MML Investors Services, LLC02-13-2020
Raymond QuilesPruco Securities, LLC.MML Investors Services, LLC$5001-09-2020
Jaime Alberto Chavez LlerenasPruco Securities, LLC.MML Investors Services, LLC$1,00001-09-2020
Michael Lee HerndonPruco Securities, LLC.MML Investors Services, LLC12-24-2019
Kevin Ford LambersonPruco Securities, LLC.MML Investors Services, LLC09-10-2019
Leroy Orlando Summers JrPruco Securities, LLC.MML Investors Services, LLC08-13-2019
James Paul Pelletiere JrPruco Securities, LLC.MML Investors Services, LLC06-10-2019
Daniel Ronald Gagnon SrPruco Securities, LLC.MML Investors Services, LLC$5005-21-2019
Joseph A SotoPruco Securities, LLC.MML Investors Services, LLC04-29-2019
Edward Russell FolsomPruco Securities, LLC.MML Investors Services, LLC04-18-2019
Ryan Seth BlairePruco Securities, LLC.MML Investors Services, LLC04-16-2019
James Gene TaraniPruco Securities, LLC.MML Investors Services, LLC03-13-2019
Brooks BlackPruco Securities, LLC.MML Investors Services, LLC03-12-2019
Mark Kevin QuarlesPruco Securities, LLC.MML Investors Services, LLC03-06-2019
Patrick Graham Malone SrPruco Securities, LLC.MML Investors Services, LLC03-04-2019
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.