Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
Bibi Tauheda AllyWells Fargo Clearing Services, LLCMML Investors Services, LLC05-03-2018
Thomas Joseph WielgosWells Fargo Clearing Services, LLCMML Investors Services, LLC$112-11-2017
Philip J Fiore IIIWells Fargo Clearing Services, LLCMML Investors Services, LLC12-05-2017
Aaron Stephen PierettWells Fargo Clearing Services, LLCMML Investors Services, LLC10-04-2017
Joshua Tyler GilbertWells Fargo Clearing Services, LLCMML Investors Services, LLC08-28-2017
Stephen Condict DalzielWells Fargo Clearing Services, LLCMML Investors Services, LLC12-19-2016
Justin Leslie ChapmanWells Fargo Clearing Services, LLCMML Investors Services, LLC06-02-2016
Michael SalusWells Fargo Clearing Services, LLCMML Investors Services, LLC05-18-2016
Justin Bradley ZelenWells Fargo Clearing Services, LLCMML Investors Services, LLC03-02-2016
Carol Lynn HalweilWells Fargo Clearing Services, LLCMML Investors Services, LLC02-24-2016
Samantha Tan MasciaWells Fargo Clearing Services, LLCMML Investors Services, LLC02-17-2016
Daojun Jun HauptmanWells Fargo Clearing Services, LLCMML Investors Services, LLC05-15-2015
Nathan Edward WrightWells Fargo Clearing Services, LLCMML Investors Services, LLC04-27-2015
Thomas Adrian TaylorWells Fargo Clearing Services, LLCMML Investors Services, LLC03-05-2015
Cari Beth PetersonWells Fargo Clearing Services, LLCMML Investors Services, LLC01-21-2015
Ronny RoizinWells Fargo Clearing Services, LLCMML Investors Services, LLC12-16-2014
Adam Connor RegulinskiWells Fargo Clearing Services, LLCMML Investors Services, LLC10-31-2014
Vincent Bellavance NadeauWells Fargo Clearing Services, LLCMML Investors Services, LLC08-29-2014
Patrick Wade ByrdWells Fargo Clearing Services, LLCMML Investors Services, LLC06-11-2013
Sherman Ellis Thurston IIIWells Fargo Clearing Services, LLCMML Investors Services, LLC05-29-2013
JOHN MARK KNUSTWells Fargo Clearing Services, LLCMML Investors Services, LLC04-01-2013
Erin Morsch HallWells Fargo Clearing Services, LLCMML Investors Services, LLC$1,00012-21-2012
Ara Alexander KachadourianWells Fargo Clearing Services, LLCMML Investors Services, LLC11-13-2012
Bradley Sean SmithWells Fargo Clearing Services, LLCMML Investors Services, LLC04-18-2012
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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