Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Mitchell KnightWells Fargo Clearing Services, LLCMML Investors Services, LLC10-01-2019
Steven Dupre AtkinsWells Fargo Clearing Services, LLCMML Investors Services, LLC08-06-2019
Jonathan A NickelWells Fargo Clearing Services, LLCMML Investors Services, LLC04-29-2019
Christopher Michael DelaneyWells Fargo Clearing Services, LLCMML Investors Services, LLC03-05-2019
Zachary Brown GoinsWells Fargo Clearing Services, LLCMML Investors Services, LLC11-07-2018
Thomas Joseph WielgosWells Fargo Clearing Services, LLCMML Investors Services, LLC12-11-2017
Philip J Fiore IiiWells Fargo Clearing Services, LLCMML Investors Services, LLC12-05-2017
Bernard Michael KrollWells Fargo Clearing Services, LLCMML Investors Services, LLC10-26-2017
Stephen Condict DalzielWells Fargo Clearing Services, LLCMML Investors Services, LLC12-19-2016
Michael SalusWells Fargo Clearing Services, LLCMML Investors Services, LLC05-18-2016
Justin Bradley ZelenWells Fargo Clearing Services, LLCMML Investors Services, LLC03-02-2016
Benjamin Martin DubinskiWells Fargo Clearing Services, LLCMML Investors Services, LLC10-26-2015
Dao Juan HauptmanWells Fargo Clearing Services, LLCMML Investors Services, LLC05-15-2015
Nathan E WrightWells Fargo Clearing Services, LLCMML Investors Services, LLC04-27-2015
Thomas Adrian TaylorWells Fargo Clearing Services, LLCMML Investors Services, LLC03-05-2015
Cari Beth PetersonWells Fargo Clearing Services, LLCMML Investors Services, LLC01-21-2015
Vincent NadeauWells Fargo Clearing Services, LLCMML Investors Services, LLC08-29-2014
Jeff Kim SchroederWells Fargo Clearing Services, LLCMML Investors Services, LLC03-07-2011

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.