Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Jeffrey HopeHornor, Townsend & Kent, LLCMML Investors Services, LLC12-11-2019
Mittie E. BrownPrincipal Securities, Inc.MML Investors Services, LLC12-02-2019
Albert Gerard Parmentier IIOneAmerica Securities, Inc.MML Investors Services, LLC11-05-2019
Mike Anthony PriestleyPrincipal Securities, Inc.MML Investors Services, LLC10-22-2019
Stephen Alan MartinCUNA Brokerage Services, Inc.MML Investors Services, LLC06-21-2019
Michael J. TurlingtonVoya Financial Advisors, Inc.MML Investors Services, LLC04-25-2019
Matthew Tyler SullivanWells Fargo Clearing Services, LLCMML Investors Services, LLC04-04-2019
Patrick Williamson EvansPruco Securities, LLC.MML Investors Services, LLC11-15-2018
Michael Edwin SmithSecurian Financial Services, Inc.MML Investors Services, LLC08-14-2018
Karla Gray ParkerSecurian Financial Services, Inc.MML Investors Services, LLC05-21-2018
Linda Griffin SprySecurian Financial Services, Inc.MML Investors Services, LLC05-18-2018
Jared Trent JonesSecurian Financial Services, Inc.MML Investors Services, LLC$2505-11-2018
Manly Parks Lee Jr.ProEquities, Inc.MML Investors Services, LLC05-10-2018
Bruce Alan JonesProEquities, Inc.MML Investors Services, LLC02-09-2018
Robert P. Hanner Jr.PNC InvestmentsMML Investors Services, LLC01-29-2018
Jathan W. StisherPrivate Advisor Group, LLCMML Investors Services, LLC11-17-2017
James W. GorePrivate Advisor Group, LLCMML Investors Services, LLC$2511-17-2017
Michael Jason NickoliAXA Advisors, LLCMML Investors Services, LLC10-06-2017
Alan D. SandersFarmers Financial Solutions, LLCMML Investors Services, LLC$109-06-2017
Michael Tyler CovingtonRaymond James & Associates, Inc.MML Investors Services, LLC08-10-2017
Kenneth L. Dean Jr.Securian Financial Services, Inc.MML Investors Services, LLC05-24-2017
Adam M. SaucerCountry Capital Management CompanyMML Investors Services, LLC03-17-2016
Charles Widenhouse AllenPrincipal Securities, Inc.MML Investors Services, LLC06-24-2014
Monte Paul MarshallNBC Securities, Inc.MML Investors Services, LLC01-06-2014
Laura Elizabeth HintonLPL Financial LLCMML Investors Services, LLC$10005-01-2013
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.