Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Edward WilsonAllstate Financial Services, LLCMML Investors Services, LLC$2504-24-2019
Robert Vaughn LesterAmeriprise Financial Services, LLCMML Investors Services, LLC$5007-20-2017
Michael R. OtradovecAmeriprise Financial Services, LLCMML Investors Services, LLC$707-20-2017
Bradley Wayne PechinAvantax Investment Services, Inc.MML Investors Services, LLC09-27-2016
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC$2502-10-2009
Brian R PondBancWest Investment Services, Inc.MML Investors Services, LLC08-27-2019
Michael Raymond PatrickBelpointe Asset Management LLCMML Investors Services, LLC08-10-2018
Adam Seth WhitingBridgelight Capital LLCMML Investors Services, LLC07-02-2018
Michael ObenaufCetera Advisors LLCMML Investors Services, LLC04-29-2019
Jeffrey David HolmesCFD Investments, Inc.MML Investors Services, LLC02-01-2015
Charles R SuarezCharles Schwab & Co., Inc.MML Investors Services, LLC04-01-2014
Ryan Evan LoyndCoastal Equities, Inc.MML Investors Services, LLC08-24-2017
Edward Charles BarthelmeE*TRADE Securities LLCMML Investors Services, LLC03-01-2017
Vlasta Ivana DuffyEquity Services, Inc.MML Investors Services, LLC02-02-2018
Margaret Ann Kurtz-SwansonFarmers Financial Solutions, LLCMML Investors Services, LLC01-23-2018
Jana LavanwayFidelity Brokerage Services LLCMML Investors Services, LLC11-27-2012
Charles Mitten FoxFinancial Engines Advisors L.L.C.MML Investors Services, LLC01-24-2020
Eric ChristusFirst Financial Equity CorporationMML Investors Services, LLC02-15-2018
Bradley Alan SattlerFortune Financial Services, Inc.MML Investors Services, LLC07-27-2012
Moise PiramFoundations Investment Advisors LLCMML Investors Services, LLC05-08-2019
Mark William NovkovGeneos Wealth Management, Inc.MML Investors Services, LLC$2507-13-2009
William Carver StewardIndependent Financial Group, LLCMML Investors Services, LLC07-20-2018
Amrish Navnitbhai PatelIndependent Financial Group, LLCMML Investors Services, LLC$2507-20-2018
Eugene A. ZillioxLincoln Financial Advisors CorporationMML Investors Services, LLC12-04-2018
Michael A PleshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.