Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Vaughn LesterAmeriprise Financial Services, Inc.MML Investors Services, LLC$2507-20-2017
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC$2502-10-2009
MICHAEL RAYMOND PATRICKBelpointe Asset Management LLCMML Investors Services, LLC08-10-2018
Jeffrey David HolmesCFD Investments, Inc.MML Investors Services, LLC02-01-2015
Vlasta Ivana DuffyEquity Services, Inc.MML Investors Services, LLC02-02-2018
Margaret Ann Kurtz-SwansonFarmers Financial Solutions, LLCMML Investors Services, LLC01-23-2018
Eric ChristusFirst Financial Equity CorporationMML Investors Services, LLC02-15-2018
Savannah Marie DavisForesters Financial Services, Inc.MML Investors Services, LLC04-07-2017
Bradley Alan SattlerFortune Financial Services, Inc.MML Investors Services, LLC07-27-2012
Mark William NovkovGeneos Wealth Management, Inc.MML Investors Services, LLC07-13-2009
Bradley Wayne PechinHD Vest Investment ServicesMML Investors Services, LLC09-27-2016
Michelle Ann HeffelHornor, Townsend & Kent, LLCMML Investors Services, LLC06-03-2019
Dimitrius Steele AugustinIndependent Financial Group, LLCMML Investors Services, LLC07-26-2018
Michael A PleshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-21-2017
Kyle Morgan BackusMorgan StanleyMML Investors Services, LLC$1,00010-19-2011
Kevin Jay ForsmanOneAmerica Securities, Inc.MML Investors Services, LLC$103-01-2012
Dwight Arnold SpenceOneAmerica Securities, Inc.MML Investors Services, LLC$2501-12-2009
Brian Jerome GoldsteinPackerland Brokerage Services, Inc.MML Investors Services, LLC$10007-30-2019
Brian Howard JonesPackerland Brokerage Services, Inc.MML Investors Services, LLC03-19-2018
Kanwar Dalip SinghPark Avenue Securities LLCMML Investors Services, LLC08-23-2017
Randy Lloyd GreenbergPark Avenue Securities LLCMML Investors Services, LLC01-12-2009
Jeremiah R ButoutSagePoint Financial, Inc.MML Investors Services, LLC03-02-2015
Allen Shojiro KomoriSignator Investors, Inc.MML Investors Services, LLC09-30-2016
Glen Roland GabrielsonState Farm VP Management Corp.MML Investors Services, LLC12-02-2014
John Peter BonaSunStreet Securities, LLCMML Investors Services, LLC$5008-22-2014
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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