Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dwight Arnold SpenceOneAmerica Securities, Inc.MML Investors Services, LLC$25001-12-2009
Randy Lloyd GreenbergPark Avenue Securities LLCMML Investors Services, LLC01-13-2009
Paul Kekuaokalani BattAXA Advisors, LLCMML Investors Services, LLC$25002-10-2009
Mark William NovkovGeneos Wealth Management, Inc.MML Investors Services, LLC$25007-13-2009
Mary Margaret BudzienUSAA Financial Advisors, Inc.MML Investors Services, LLC04-13-2010
Kyle Morgan BackusMorgan StanleyMML Investors Services, LLC$10010-19-2011
Kevin Jay ForsmanOneAmerica Securities, Inc.MML Investors Services, LLC$50003-01-2012
Bradley Alan SattlerFortune Financial Services, Inc.MML Investors Services, LLC07-27-2012
Gerald Francis PfeiferSunStreet Securities, LLCMML Investors Services, LLC$10010-10-2013
Joseph Michael FeichtelUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC10-24-2013
Glen Roland GabrielsonState Farm VP Management Corp.MML Investors Services, LLC$10012-02-2014
Jeffrey David HolmesCFD Investments, Inc.MML Investors Services, LLC02-01-2015
Jeremiah R. ButoutSagePoint Financial, Inc.MML Investors Services, LLC03-02-2015
Stephen Michael HuntSecurities America, Inc.MML Investors Services, LLC$10004-10-2015
George Lewis GrombacherUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC06-22-2016
Bradley Wayne PechinAvantax Investment Services, Inc.MML Investors Services, LLC09-27-2016
Allen Shojiro KomoriSignator Investors, Inc.MML Investors Services, LLC09-30-2016
Robert Vaughn LesterAmeriprise Financial Services, Inc.MML Investors Services, LLC$50007-20-2017
Michael R. OtradovecAmeriprise Financial Services, Inc.MML Investors Services, LLC$70007-20-2017
Kanwar Dalip SinghPark Avenue Securities LLCMML Investors Services, LLC08-23-2017
RYAN EVAN LOYNDCoastal Equities, Inc.MML Investors Services, LLC08-24-2017
Leslie Lyle StephenVoya Financial Advisors, Inc.MML Investors Services, LLC10-17-2017
Michael A PleshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-21-2017
Margaret Ann KurtzFarmers Financial Solutions, LLCMML Investors Services, LLC01-23-2018
Vlasta Ivana DuffyEquity Services, Inc.MML Investors Services, LLC02-02-2018
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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