Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Tunnicliff FergusonFortune Financial Services, Inc.MML Investors Services, LLC$1003-25-2020
Manuel Lopez ReynosoCetera Investment Services LLCMML Investors Services, LLC03-10-2020
Walter Glenn GrantLPL Financial LLCMML Investors Services, LLC02-26-2020
Robert Williams CheathamIntegrity Wealth Advisors, Inc.MML Investors Services, LLC02-25-2020
Jusuf SahabuCentaurus Financial, Inc.MML Investors Services, LLC02-19-2020
Vu Anh PhamTransamerica Financial Advisors, IncMML Investors Services, LLC02-11-2020
Francine S. ChiuMML Investors Services, LLCMML Investors Services, LLC02-11-2020
David HicksonIndependent Financial Group, LLCMML Investors Services, LLC12-09-2019
Donald Kendall DejongeAmeriprise Financial Services, LLCMML Investors Services, LLC12-06-2019
Paul Edward CastilloLincoln InvestmentMML Investors Services, LLC12-02-2019
Thomas Morgan KaplanE*TRADE Securities LLCMML Investors Services, LLC11-20-2019
Ethan Gautam MatkinAlpha Cubed Investments, LLCMML Investors Services, LLC11-12-2019
Richard D. McFallsPark Avenue Securities LLCMML Investors Services, LLC10-31-2019
Christopher Mcroberts SmithPark Avenue Securities LLCMML Investors Services, LLC10-25-2019
Bridy C. OreshackLPL Financial LLCMML Investors Services, LLC10-07-2019
Nicole Ann GilbertLPL Financial LLCMML Investors Services, LLC10-07-2019
Keith Eric KrauseCUSO Financial Services, L.P.MML Investors Services, LLC09-16-2019
Isaac Richard IIIMorgan StanleyMML Investors Services, LLC08-29-2019
Francisco Morales SigalaMutual of Omaha Investor Services, Inc.MML Investors Services, LLC08-09-2019
Kristin Ashley O'NealPrincipal Securities, Inc.MML Investors Services, LLC07-24-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Michael T. BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Thomas Milo MayMutual of Omaha Investor Services, Inc.MML Investors Services, LLC06-07-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.