Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey P LittleAllstate Financial Services, LLCMML Investors Services, LLC11-22-2017
James Christopher ShafferAllstate Financial Services, LLCMML Investors Services, LLC11-08-2012
Ethan Gautam MatkinAlpha Cubed Investments, LLCMML Investors Services, LLC11-12-2019
Donald Kendall DejongeAmeriprise Financial Services, LLCMML Investors Services, LLC12-06-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC$7506-07-2019
Michael T BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Quynh Ngoc DaoAmeriprise Financial Services, LLCMML Investors Services, LLC02-09-2018
Meiyi ChouAmeriprise Financial Services, LLCMML Investors Services, LLC11-16-2017
Stephanie KarpowAmeriprise Financial Services, LLCMML Investors Services, LLC07-20-2017
Dean Avraham BardaApple & AssociatesMML Investors Services, LLC08-14-2018
Glen Alan MichelAPS Management Group, Inc.MML Investors Services, LLC10-31-2016
Richard Scott MarcouxAtlas Financial Advisors, Inc.MML Investors Services, LLC03-01-2018
Denise Lynn HealyBaker & AssociatesMML Investors Services, LLC01-28-2011
Miranda Ann EiseleBall & CompanyMML Investors Services, LLC10-22-2012
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Jane Lei Louie-SermenoCambridge Investment Research, Inc.MML Investors Services, LLC02-16-2017
Xinmin LiuCambridge Investment Research, Inc.MML Investors Services, LLC03-10-2014
James Joseph YanelliCambridge Investment Research, Inc.MML Investors Services, LLC$5001-02-2013
Brian Thomas LombardoCambridge Investment Research, Inc.MML Investors Services, LLC09-04-2012
Jusuf SahabuCentaurus Financial, Inc.MML Investors Services, LLC02-19-2020
James V PetersCentaurus Financial, Inc.MML Investors Services, LLC$5005-07-2012
Grant A SclafaniCetera Financial Specialists LLCMML Investors Services, LLC06-22-2016
Manuel Lopez ReynosoCetera Investment Services LLCMML Investors Services, LLC03-10-2020
John Patrick Christensen SrClient One Securities LLCMML Investors Services, LLC10-03-2014
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.