Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dylan MalotAllianceBernstein L.P.MML Investors Services, LLC10-01-2015
Jeffrey P. LittleAllstate Financial Services, LLCMML Investors Services, LLC11-22-2017
James Christopher ShafferAllstate Financial Services, LLCMML Investors Services, LLC11-08-2012
Richard Howard KoffAmeriprise Financial Services, Inc.MML Investors Services, LLC$7506-07-2019
Quynh Ngoe DaoAmeriprise Financial Services, Inc.MML Investors Services, LLC02-09-2018
Meiyi ChouAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-16-2017
Stephanie KarpowAmeriprise Financial Services, Inc.MML Investors Services, LLC07-20-2017
Dean Avraham BardaApple & AssociatesMML Investors Services, LLC08-14-2018
Larry PhamAXA Advisors, LLCMML Investors Services, LLC06-02-2015
Denise Lynn HealyBaker & AssociatesMML Investors Services, LLC01-28-2011
Miranda A. EiseleBall & CompanyMML Investors Services, LLC10-22-2012
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Barry Frederick DrogyBrokerageSelectMML Investors Services, LLC02-12-2010
Jane Lei Louie-SermenoCambridge Investment Research, Inc.MML Investors Services, LLC02-16-2017
Xinmin LiuCambridge Investment Research, Inc.MML Investors Services, LLC03-10-2014
Gail Lynn Van NestCambridge Investment Research, Inc.MML Investors Services, LLC$1005-10-2013
Andrew Patrick WittichCambridge Investment Research, Inc.MML Investors Services, LLC03-01-2013
James Joseph YanelliCambridge Investment Research, Inc.MML Investors Services, LLC$1001-02-2013
James Bryan GarnerCambridge Investment Research, Inc.MML Investors Services, LLC01-02-2013
Peter Wayne CarlsonCapital Synergy PartnersMML Investors Services, LLC$1001-29-2014
James V PetersCentaurus Financial, Inc.MML Investors Services, LLC05-07-2012
Grant A. SclafaniCetera Financial Specialists LLCMML Investors Services, LLC06-22-2016
Matthew J. HoltCFD Investments, Inc.MML Investors Services, LLC12-19-2017
Christopher M. DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Next Page »

Showing 1 to 25 of 92 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.