Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jay WeilerStorehouse FinancialMML Investors Services, LLC03-23-2009
Edwardo Perez GutierrezUnionBanc Investment Services, LLCMML Investors Services, LLC03-15-2010
Gregory Todd PowersGirard Securities, Inc.MML Investors Services, LLC08-19-2010
Denise Lynn HealyBaker & AssociatesMML Investors Services, LLC01-28-2011
Rick Ray StaggsCommonwealth Financial NetworkMML Investors Services, LLC07-22-2011
Jason Rigoberto ValleLPL Financial LLCMML Investors Services, LLC10-24-2011
Mai Quynh VuLPL Financial LLCMML Investors Services, LLC$1,00012-09-2011
James V PetersCentaurus Financial, Inc.MML Investors Services, LLC$5005-07-2012
Eric Charlton PostPark Avenue Securities LLCMML Investors Services, LLC05-30-2012
Brian Thomas LombardoCambridge Investment Research, Inc.MML Investors Services, LLC09-04-2012
Miranda Ann EiseleBall & CompanyMML Investors Services, LLC10-22-2012
Brendan R NoonanSecurian Financial Services, Inc.MML Investors Services, LLC10-31-2012
James Christopher ShafferAllstate Financial Services, LLCMML Investors Services, LLC11-08-2012
James Joseph YanelliCambridge Investment Research, Inc.MML Investors Services, LLC$5001-02-2013
Matthew Wade ShipmanPark Avenue Securities LLCMML Investors Services, LLC02-19-2013
Carole Ann LaneWaddell & ReedMML Investors Services, LLC$1005-07-2013
Ryan Henry MayerVoya Financial Advisors, Inc.MML Investors Services, LLC05-15-2013
John Michael Moody SrThe O.N. Equity Sales CompanyMML Investors Services, LLC07-01-2013
Daniel Wayne KutzkeyMaxwell Financial Group, IncMML Investors Services, LLC08-05-2013
Matthew William HefnerSecurities America, Inc.MML Investors Services, LLC$5011-08-2013
Bruce Edward StrattonOneAmerica Securities, Inc.MML Investors Services, LLC12-02-2013
Michael Anthony AllenWoodbury Financial Services, Inc.MML Investors Services, LLC$1301-02-2014
Xinmin LiuCambridge Investment Research, Inc.MML Investors Services, LLC03-10-2014
Thomas Luke WongFidelity Brokerage Services LLCMML Investors Services, LLC04-21-2014
Wei ChenMorgan StanleyMML Investors Services, LLC06-11-2014
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.