Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriane Lowe Roy Moon Anthony TurcotteLPL Financial LLCMML Investors Services, LLC$15101-20-2017
Adriane Vera LoweThe Wealth Consulting GroupMML Investors Services, LLC$5001-20-2017
Al J Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Allison Tunnicliff FergusonFortune Financial Services, Inc.MML Investors Services, LLC03-25-2020
Andrew L KrongoldSpinnaker Investment Group, LLCMML Investors Services, LLC10-24-2016
Andrew Renick ChathamLPL Financial LLCMML Investors Services, LLC$5001-22-2016
Anna MarzoukMoney Concepts Capital CorpMML Investors Services, LLC08-02-2017
Anthony Joseph TurcotteThe Wealth Consulting GroupMML Investors Services, LLC$2501-20-2017
Arielle Louise BittoniRefresh InvestmentsMML Investors Services, LLC06-26-2020
Benedicto Pichay CrisologoMorgan StanleyMML Investors Services, LLC02-23-2017
Bradly A StevensPark Avenue Securities LLCMML Investors Services, LLC01-14-2016
Brenda Louise LabarPruco Securities, LLC.MML Investors Services, LLC07-21-2020
Brendan R NoonanSecurian Financial Services, Inc.MML Investors Services, LLC10-31-2012
Brett Michael LaddusawOneAmerica Securities, Inc.MML Investors Services, LLC04-30-2020
Brian Thomas LombardoCambridge Investment Research, Inc.MML Investors Services, LLC09-04-2012
Bridy Condon OreshackLPL Financial LLCMML Investors Services, LLC10-07-2019
Bruce Edward StrattonOneAmerica Securities, Inc.MML Investors Services, LLC12-02-2013
Byron Wendell HarlanRoyal Alliance Associates, Inc.MML Investors Services, LLC$806-01-2018
Carmen Jennett DelgadoMutual of Omaha Investor Services, Inc.MML Investors Services, LLC09-19-2017
Carole Ann LaneWaddell & ReedMML Investors Services, LLC$1005-07-2013
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Charles Gary RumseyTransamerica Financial Advisors, IncMML Investors Services, LLC$5005-04-2020
Christian Israel WhiteheadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-12-2019
Christopher John BissonnetteLPL Financial LLCMML Investors Services, LLC$2504-19-2018
Christopher Joseph HarneyTD Ameritrade Investment Management, LLCMML Investors Services, LLC07-17-2014
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.