Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
Ryan David TaylorCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC03-12-2018
Steven William HarpColorado Wealth Group LLCMML Investors Services, LLC08-14-2020
Michael F MisuracaCountry Capital Management CompanyMML Investors Services, LLC08-09-2016
Devika KambohDMK Advisor Group, Inc.MML Investors Services, LLC10-16-2019
Gerald A ClasEquitable Advisors, LLCMML Investors Services, LLC12-04-2018
Josh KistlerFidelity Brokerage Services LLCMML Investors Services, LLC04-02-2019
Ali BarghelameFinancial Advocates Investment ManagementMML Investors Services, LLC05-24-2017
Anne Marie NagyGWFS Equities, Inc.MML Investors Services, LLC06-25-2018
Gary Francis ShondeckJ.W. Cole Financial, Inc.MML Investors Services, LLC$1706-29-2017
Thomas Mark IbsenLPL Financial LLCMML Investors Services, LLC04-03-2020
Max PotosmeLPL Financial LLCMML Investors Services, LLC10-23-2017
Jeffrey Duane CampbellLPL Financial LLCMML Investors Services, LLC08-03-2017
Kristopher James MorrowLPL Financial LLCMML Investors Services, LLC01-04-2016
Mark B CandlerMaia WealthMML Investors Services, LLC02-26-2019
Christopher Jacob BarkerMaia WealthMML Investors Services, LLC02-25-2019
David Lynn OwensMaia WealthMML Investors Services, LLC01-07-2019
Desmond Jermaine DimondMaia WealthMML Investors Services, LLC04-06-2018
Scott C MarekMaia WealthMML Investors Services, LLC04-05-2018
Gregory Lawrence SmithMorgan StanleyMML Investors Services, LLC10-25-2018
Daniel Paul MatthewsNYLIFE Securities LLCMML Investors Services, LLC04-25-2018
Christopher Alan BransgrovePark Avenue Securities LLCMML Investors Services, LLC06-22-2020
Frank Ramon ChristiansenPrincipal Securities, Inc.MML Investors Services, LLC08-24-2017
Theodore ManzanaresPruco Securities, LLC.MML Investors Services, LLC04-02-2020
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.