Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristopher James MorrowLPL Financial LLCMML Investors Services, LLC01-04-2016
Michael F MisuracaCountry Capital Management CompanyMML Investors Services, LLC08-09-2016
Karen Sue PatelSecurian Financial Services, Inc.MML Investors Services, LLC08-23-2016
Ali BarghelameFinancial Advocates Investment ManagementMML Investors Services, LLC05-24-2017
Gary Francis ShondeckJ.W. Cole Financial, Inc.MML Investors Services, LLC$1706-29-2017
Jeffrey Duane CampbellLPL Financial LLCMML Investors Services, LLC08-03-2017
Frank Ramon ChristiansenPrincipal Securities, Inc.MML Investors Services, LLC08-24-2017
Max PotosmeLPL Financial LLCMML Investors Services, LLC10-23-2017
Bernard Eugene RosenThe Leaders Group, Inc.MML Investors Services, LLC01-11-2018
Ryan David TaylorCambridge Investment Research, Inc.MML Investors Services, LLC02-01-2018
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC03-12-2018
Scott C MarekMaia WealthMML Investors Services, LLC04-05-2018
Desmond Jermaine DimondMaia WealthMML Investors Services, LLC04-06-2018
Daniel Paul MatthewsNYLIFE Securities LLCMML Investors Services, LLC04-25-2018
Anne Marie NagyGWFS Equities, Inc.MML Investors Services, LLC06-25-2018
Gregory Lawrence SmithMorgan StanleyMML Investors Services, LLC10-25-2018
Gerald A ClasEquitable Advisors, LLCMML Investors Services, LLC12-04-2018
David Lynn OwensMaia WealthMML Investors Services, LLC01-07-2019
John Barnes HarfertPruco Securities, LLC.MML Investors Services, LLC01-30-2019
Christopher Jacob BarkerMaia WealthMML Investors Services, LLC02-25-2019
Mark B CandlerMaia WealthMML Investors Services, LLC02-26-2019
Josh KistlerFidelity Brokerage Services LLCMML Investors Services, LLC04-02-2019
Samuel Thomas HendersonTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC04-17-2019
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
Michael David WesterfieldThe Leaders Group, Inc.MML Investors Services, LLC09-23-2019
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.