Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick M. HowellPark Avenue Securities LLCMML Investors Services, LLC03-27-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Peter John HaynesLPL Financial LLCMML Investors Services, LLC$4202-19-2019
Jose Eduardo ViveroNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC02-08-2019
Jordan M GrabowskiPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC$1001-18-2019
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC12-19-2018
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC$10010-22-2018
Rob John MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC07-23-2018
Jose Rubeiro Da CruzInternational Assets Advisory, LLCMML Investors Services, LLC$1002-22-2018
William Francis Grant IVAmeriprise Financial Services, Inc.MML Investors Services, LLC11-02-2017
Gregg Thomas MaleriAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-01-2017
Joseph Enda NolanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-01-2017
Andrew Seymour AdilCoburn & Meredith, Inc.MML Investors Services, LLC10-26-2017
Michael Patrick DevivoAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
David Michael CaragliorAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Michael Thomas DelgalloAmeriprise Financial Services, Inc.MML Investors Services, LLC10-19-2017
Arthur P Scolari Jr.Lincoln Financial Advisors CorporationMML Investors Services, LLC09-21-2017
Frank DigregorioAllstate Financial Services, LLCMML Investors Services, LLC07-26-2017
Daniel J. BuzzancaPeople's Securities, Inc.MML Investors Services, LLC05-25-2016
Katherine Aileen ThompsonNationwide Securities, LLCMML Investors Services, LLC07-08-2015
Charles Edward Bedell Jr.Park Avenue Securities LLCMML Investors Services, LLC06-08-2015
Janet Ann WelkovichJ.P. Morgan Securities LLCMML Investors Services, LLC$10011-13-2014
Eduardo Hernandez VelaNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-10-2014
Joseph Patrick McDonaghWaddell & ReedMML Investors Services, LLC12-04-2013
John Edmund NeenanA.G.P. / Alliance Global PartnersMML Investors Services, LLC03-18-2013
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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