Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
Robert Pierson PalmerFidelity Brokerage Services LLCMML Investors Services, LLC03-03-2020
Eric D MechlerParadigm Financial Partners, LLCMML Investors Services, LLC02-28-2020
Anthony LeoneParadigm Financial Partners, LLCMML Investors Services, LLC02-28-2020
Raymond QuilesPruco Securities, LLC.MML Investors Services, LLC$5001-09-2020
Anthony Joseph TruinoLPL Financial LLCMML Investors Services, LLC$50012-13-2019
Michael J. CarbinoLPL Financial LLCMML Investors Services, LLC$10012-13-2019
John Dougherty Jr.LPL Financial LLCMML Investors Services, LLC12-13-2019
Michael Anthony BucciAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-18-2019
Nicholas Anthony ZuccoFidelity Brokerage Services LLCMML Investors Services, LLC10-04-2019
Neil Edward GronowetterMadison Avenue Securities, LLCMML Investors Services, LLC09-23-2019
William Whitney FitzgeraldNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-13-2019
Michael Robert GalluzzoInfinex Investments, Inc.MML Investors Services, LLC06-10-2019
Michael Francis DilorenzoMilestone Asset Management Group, LLCMML Investors Services, LLC04-15-2019
Patrick M. HowellPark Avenue Securities LLCMML Investors Services, LLC03-27-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Peter John HaynesLPL Financial LLCMML Investors Services, LLC02-19-2019
Jose Eduardo ViveroNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC02-08-2019
Kimberly Lynn StankusAmeriprise Financial Services, LLCMML Investors Services, LLC02-06-2019
Jordan M GrabowskiPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC$1001-18-2019
Brandon Anthony WilliamsCitizens Securities, Inc.MML Investors Services, LLC12-19-2018
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC$10012-19-2018
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC10-22-2018
John Girvan Watson IVNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-10-2018
Rob John MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC07-23-2018
Next Page »

Showing 1 to 25 of 72 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.