Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edmund NeenanA.G.P. / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Frank Joseph DigregorioAllstate Financial Services, LLCMML Investors Services, LLC07-26-2017
John Daniel PintonAllstate Financial Services, LLCMML Investors Services, LLC07-01-2009
William Francis Grant IVAmeriprise Financial Services, Inc.MML Investors Services, LLC11-02-2017
Gregg Thomas MaleriAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-01-2017
Joseph Enda NolanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-01-2017
David Michael CaragliorAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Michael Patrick DevivoAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Michael Thomas DelgalloAmeriprise Financial Services, Inc.MML Investors Services, LLC10-19-2017
Chad Elliot CartierAmeritas Investment Corp.MML Investors Services, LLC02-01-2011
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Sedigheh NowrouzzadehCambridge Investment Research, Inc.MML Investors Services, LLC$5007-24-2009
John CasertaHornor, Townsend & Kent, LLCMML Investors Services, LLC$112-19-2012
John Anthony Okeefe IIIInfinex Investments, Inc.MML Investors Services, LLC06-04-2018
Jose Rubeiro Da CruzInternational Assets Advisory, LLCMML Investors Services, LLC$1002-22-2018
Rob J MasanottiJ.P. Morgan Securities LLCMML Investors Services, LLC$107-23-2018
Janet Ann WelkovichJ.P. Morgan Securities LLCMML Investors Services, LLC$15011-13-2014
Michael Joseph MancusiJ.W. Cole Financial, Inc.MML Investors Services, LLC12-19-2017
Arthur P Scolari Jr.Lincoln Financial Advisors CorporationMML Investors Services, LLC09-21-2017
Peter John HaynesLPL Financial LLCMML Investors Services, LLC$4202-19-2019
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC$10012-19-2018
Joanne Helen La RocqueLPL Financial LLCMML Investors Services, LLC10-31-2011
Sean Patrick WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-20-2016
David James JorgensenMorgan StanleyMML Investors Services, LLC$1,00005-14-2012
Katherine Aileen ThompsonNationwide Securities, LLCMML Investors Services, LLC07-08-2015
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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