Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Richard LanzaAvantax Investment Services, Inc.MML Investors Services, LLC04-07-2009
Sedigheh NowrouzzadehCambridge Investment Research, Inc.MML Investors Services, LLC$5007-24-2009
Kevin Earl BaldwinOneAmerica Securities, Inc.MML Investors Services, LLC03-01-2010
David James JorgensenMorgan StanleyMML Investors Services, LLC$1,00005-14-2012
Brett M AmendolaPark Avenue Securities LLCMML Investors Services, LLC$2508-07-2012
John CasertaHornor, Townsend & Kent, LLCMML Investors Services, LLC12-19-2012
John Edmund NeenanA.G.P / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Joseph Patrick McdonaghWaddell & ReedMML Investors Services, LLC12-04-2013
Eduardo Hernandez VelaNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-10-2014
Janet A WelkovichJ.P. Morgan Securities LLCMML Investors Services, LLC$15011-13-2014
Charles Edward Bedell JrPark Avenue Securities LLCMML Investors Services, LLC06-08-2015
Daniel J BuzzancaPeople's Securities, Inc.MML Investors Services, LLC$15005-25-2016
Samuel E BarberLifeMark Securities Corp.MML Investors Services, LLC05-12-2017
Arthur P Scolari JrLincoln Financial Advisors CorporationMML Investors Services, LLC09-21-2017
Michael Patrick DevivoAmeriprise Financial Services, LLCMML Investors Services, LLC10-19-2017
David Michael CaragliorAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-19-2017
Michael Thomas DelgalloAmeriprise Financial Services, LLCMML Investors Services, LLC10-19-2017
Andrew Seymour AdilCoburn & Meredith, Inc.MML Investors Services, LLC$5010-26-2017
Joseph Enda NolanAmeriprise Financial Services, LLCMML Investors Services, LLC11-01-2017
Gregg Thomas MaleriAmeriprise Financial Services, LLCMML Investors Services, LLC11-01-2017
William Francis Grant IVAmeriprise Financial Services, LLCMML Investors Services, LLC11-02-2017
James Carlton HunterInfinex Investments, Inc.MML Investors Services, LLC01-18-2018
Stephen J AnagnostouJ.P. Morgan Securities LLCMML Investors Services, LLC01-18-2018
Jose Rubeiro Da CruzInternational Assets Investment Management, LLCMML Investors Services, LLC02-22-2018
David James DesantiLPL Financial LLCMML Investors Services, LLC05-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.