Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Duncan McgaryAllstate Financial Services, LLCMML Investors Services, LLC02-28-2018
Susan Claire FarverAllstate Financial Services, LLCMML Investors Services, LLC08-11-2017
Ismael DelgadoAllstate Financial Services, LLCMML Investors Services, LLC11-15-2013
Gerry James CorriganAllstate Financial Services, LLCMML Investors Services, LLC11-18-2010
Alexander BlancoAllstate Financial Services, LLCMML Investors Services, LLC$104-22-2010
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$107-19-2018
Harold George HedgeAmeriprise Financial Services, Inc.MML Investors Services, LLC12-05-2017
John Richard Bentubo Jr.AXA Advisors, LLCMML Investors Services, LLC09-27-2017
Steven Michael RennAXA Advisors, LLCMML Investors Services, LLC01-14-2016
Joel R PerezAXA Advisors, LLCMML Investors Services, LLC12-11-2015
James Edward CarpenterBBVA Securities Inc.MML Investors Services, LLC09-25-2014
Alexander Joseph BlackstoneBlackstone Wealth ManagementMML Investors Services, LLC03-12-2012
Clarence Wathal Bush Jr.Bush Capital Management, LLCMML Investors Services, LLC09-04-2018
Michael Scott BloomCalton & Associates, Inc.MML Investors Services, LLC06-24-2014
Jeffrey John KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Michael Lane MclaughlinCambridge Investment Research, Inc.MML Investors Services, LLC02-22-2013
Matthew C GrayCambridge Investment Research, Inc.MML Investors Services, LLC08-28-2012
Heywood Axtell Turner IIICambridge Investment Research, Inc.MML Investors Services, LLC$5006-11-2012
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
Joseph Webb IIICentaurus Financial, Inc.MML Investors Services, LLC03-31-2010
Jeffrey Alan ClarkCetera Advisor Networks LLCMML Investors Services, LLC$102-22-2017
Ryan Whitfield SchultzCetera Investment Services LLCMML Investors Services, LLC$1010-23-2014
Jorge Ivan PereiraChase Investment Services Corp.MML Investors Services, LLC11-02-2009
Scott Thomas WaechterCode Waechter LLCMML Investors Services, LLC01-12-2018
Gary Wayne LavalleeCommonwealth Financial NetworkMML Investors Services, LLC01-17-2013
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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