Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ismael DelgadoAllstate Financial Services, LLCMML Investors Services, LLC11-15-2013
Alexander BlancoAllstate Financial Services, LLCMML Investors Services, LLC04-22-2010
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-19-2018
John Richard Bentubo Jr.AXA Advisors, LLCMML Investors Services, LLC09-27-2017
Clarence Wathal Bush Jr.Bush Capital Management, LLCMML Investors Services, LLC09-04-2018
Jeffrey J. KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Michael Lane McLaughlinCambridge Investment Research, Inc.MML Investors Services, LLC02-22-2013
Matthew C. GrayCambridge Investment Research, Inc.MML Investors Services, LLC08-28-2012
Heywood Axtell Turner IIICambridge Investment Research, Inc.MML Investors Services, LLC$20006-11-2012
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
Ryan Whitfield SchultzCetera Investment Services LLCMML Investors Services, LLC$1010-23-2014
Scott Thomas WaechterCode Waechter LLCMML Investors Services, LLC01-12-2018
William Ray VerhagenCommonwealth Financial NetworkMML Investors Services, LLC$25008-10-2018
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Sidney J DreyfusEquity Services, Inc.MML Investors Services, LLC01-17-2018
Archer Curtis GillespieGillespie Wealth Management IncMML Investors Services, LLC07-24-2013
Maria Luisa OvalleGWN Securities Inc.MML Investors Services, LLC05-08-2019
Joseph ArbolaezGWN Securities Inc.MML Investors Services, LLC$2510-10-2018
Michael Allen StoneGWN Securities Inc.MML Investors Services, LLC03-09-2018
Joshua Philip ZemskyGWN Securities Inc.MML Investors Services, LLC01-05-2018
Ryan Kenneth DixonHarwood Advisory Group, LLCMML Investors Services, LLC04-11-2016
Rheeta Anne Wilson-BoutinJ.P. Morgan Securities LLCMML Investors Services, LLC08-30-2016
William DrexlerJ.W. Cole Financial, Inc.MML Investors Services, LLC06-04-2018
Evan Christopher ConleyJ.W. Cole Financial, Inc.MML Investors Services, LLC11-18-2014
Ioannis K ProfylienosLincoln InvestmentMML Investors Services, LLC04-02-2018
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.