Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ismael DelgadoAllstate Financial Services, LLCMML Investors Services, LLC11-15-2013
Alexander BlancoAllstate Financial Services, LLCMML Investors Services, LLC04-22-2010
Ernest Fulton Cave IIIAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-08-2019
Alberto Hernan ChavezAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-19-2018
Evan Ernest WhittleAmeriprise Financial Services, LLCMML Investors Services, LLC09-09-2020
Mark Edward FerlinAmeritas Investment Company, LLCMML Investors Services, LLC02-26-2020
Clarence Wathal Bush JrBush Capital Management, LLCMML Investors Services, LLC09-04-2018
Jeffrey J KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Timothy John BolCambridge Investment Research, Inc.MML Investors Services, LLC07-18-2018
Michael Lane McLaughlinCambridge Investment Research, Inc.MML Investors Services, LLC02-22-2013
Heywood Axtell Turner IIICambridge Investment Research, Inc.MML Investors Services, LLC$5006-11-2012
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
Ryan Whitfield SchultzCetera Investment Services LLCMML Investors Services, LLC$1010-23-2014
Christopher S CallawayCharles Schwab & Co., Inc.MML Investors Services, LLC12-20-2013
Brian Edward CodeCode Waechter LLCMML Investors Services, LLC01-12-2018
Scott Thomas WaechterCode Waechter LLCMML Investors Services, LLC01-12-2018
Jordan Patrick CodeCode Waechter LLCMML Investors Services, LLC$5012-19-2017
William Ray VerhagenCommonwealth Financial NetworkMML Investors Services, LLC$25008-10-2018
Maria F VargasEdward JonesMML Investors Services, LLC11-25-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Elizabeth Kelly MooreEdward JonesMML Investors Services, LLC05-16-2011
Richard Scot RothkopfEquitable Advisors, LLCMML Investors Services, LLC06-16-2020
John J NewmanEquitable Advisors, LLCMML Investors Services, LLC07-01-2019
John Richard Bentubo JrEquitable Advisors, LLCMML Investors Services, LLC09-27-2017
Sidney J DreyfusEquity Services, Inc.MML Investors Services, LLC01-17-2018
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.