Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ioannis K ProfylienosLincoln InvestmentMML Investors Services, LLC04-02-2018
William Guillermo DegaudenziLPL Financial LLCMML Investors Services, LLC$15007-02-2018
Marcus Christian DeckerLPL Financial LLCMML Investors Services, LLC03-23-2018
Max PotosmeLPL Financial LLCMML Investors Services, LLC10-23-2017
Kristy Jan MeelerLPL Financial LLCMML Investors Services, LLC$2504-26-2013
Laura Kay BrownLPL Financial LLCMML Investors Services, LLC04-26-2013
John Winston HegenerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-18-2018
Cherie Lynn AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$2511-10-2017
William Gabriel FanningMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-14-2017
Alberto Enrique BoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-23-2016
Corey Ben DanielsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-06-2016
Robert Lee ShieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-28-2015
Jose Angel FourquetMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-09-2014
Paul Douglas MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-05-2012
Whitney Prescott StricklinMoney Concepts Capital CorpMML Investors Services, LLC$5001-30-2015
Richard Alan Desimone Jr.Morgan StanleyMML Investors Services, LLC$10004-30-2018
Andrew B DennisNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC05-03-2019
Travis John GingrasNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-19-2018
Matthew Richard OlsenNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$1006-11-2018
Ricardo LudertNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$5005-11-2018
Janet GonzalezNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC05-22-2015
Guzman Jose CastroNYLIFE Securities LLCMML Investors Services, LLC02-17-2016
Jorge Enrique AriasOneAmerica Securities, Inc.MML Investors Services, LLC08-02-2018
Serge MallatOneAmerica Securities, Inc.MML Investors Services, LLC$1011-02-2017
Stephen Martin Foley Sr.Principal Securities, Inc.MML Investors Services, LLC$5002-12-2018
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Showing 26 to 50 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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