Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Ioannis K Profylienos | Lincoln Investment | MML Investors Services, LLC | — | 04-02-2018 |
| William Guillermo Degaudenzi | LPL Financial LLC | MML Investors Services, LLC | $150 | 07-02-2018 |
| Marcus Christian Decker | LPL Financial LLC | MML Investors Services, LLC | — | 03-23-2018 |
| Max Potosme | LPL Financial LLC | MML Investors Services, LLC | — | 10-23-2017 |
| Kristy Jan Meeler | LPL Financial LLC | MML Investors Services, LLC | $25 | 04-26-2013 |
| Laura Kay Brown | LPL Financial LLC | MML Investors Services, LLC | — | 04-26-2013 |
| John Winston Hegener | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MML Investors Services, LLC | — | 05-18-2018 |
| Cherie Lynn Anderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MML Investors Services, LLC | $25 | 11-10-2017 |
| William Gabriel Fanning | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MML Investors Services, LLC | — | 08-14-2017 |
| Alberto Enrique Boulton | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MML Investors Services, LLC | — | 08-23-2016 |
| Corey Ben Daniels | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MML Investors Services, LLC | — | 04-06-2016 |
| Robert Lee Shields | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MML Investors Services, LLC | — | 08-28-2015 |
| Jose Angel Fourquet | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MML Investors Services, LLC | — | 12-09-2014 |
| Paul Douglas Moulton | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MML Investors Services, LLC | — | 11-05-2012 |
| Whitney Prescott Stricklin | Money Concepts Capital Corp | MML Investors Services, LLC | $50 | 01-30-2015 |
| Richard Alan Desimone Jr. | Morgan Stanley | MML Investors Services, LLC | $100 | 04-30-2018 |
| Andrew B Dennis | Northwestern Mutual Investment Services, LLC | MML Investors Services, LLC | — | 05-03-2019 |
| Travis John Gingras | Northwestern Mutual Investment Services, LLC | MML Investors Services, LLC | — | 09-19-2018 |
| Matthew Richard Olsen | Northwestern Mutual Investment Services, LLC | MML Investors Services, LLC | $10 | 06-11-2018 |
| Ricardo Ludert | Northwestern Mutual Investment Services, LLC | MML Investors Services, LLC | $50 | 05-11-2018 |
| Janet Gonzalez | Northwestern Mutual Investment Services, LLC | MML Investors Services, LLC | — | 05-22-2015 |
| Guzman Jose Castro | NYLIFE Securities LLC | MML Investors Services, LLC | — | 02-17-2016 |
| Jorge Enrique Arias | OneAmerica Securities, Inc. | MML Investors Services, LLC | — | 08-02-2018 |
| Serge Mallat | OneAmerica Securities, Inc. | MML Investors Services, LLC | $10 | 11-02-2017 |
| Stephen Martin Foley Sr. | Principal Securities, Inc. | MML Investors Services, LLC | $50 | 02-12-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
