Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander BlancoAllstate Financial Services, LLCMML Investors Services, LLC04-22-2010
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
Heywood Axtell Turner IIICambridge Investment Research, Inc.MML Investors Services, LLC$20006-11-2012
Matthew C. GrayCambridge Investment Research, Inc.MML Investors Services, LLC08-28-2012
Paul Douglas MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-05-2012
Michael Lane McLaughlinCambridge Investment Research, Inc.MML Investors Services, LLC02-22-2013
Kristy Jan MeelerLPL Financial LLCMML Investors Services, LLC$2504-26-2013
Laura Kay BrownLPL Financial LLCMML Investors Services, LLC04-26-2013
Archer Curtis GillespieGillespie Wealth Management IncMML Investors Services, LLC07-24-2013
Ismael DelgadoAllstate Financial Services, LLCMML Investors Services, LLC11-15-2013
Paul Eric RosenValMark Securities, Inc.MML Investors Services, LLC10-17-2014
Ryan Whitfield SchultzCetera Investment Services LLCMML Investors Services, LLC$1010-23-2014
Evan Christopher ConleyJ.W. Cole Financial, Inc.MML Investors Services, LLC11-18-2014
Jose Angel FourquetMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-09-2014
Whitney Prescott StricklinMoney Concepts Capital CorpMML Investors Services, LLC$5001-30-2015
Dao Juan HauptmanWells Fargo Clearing Services, LLCMML Investors Services, LLC05-15-2015
Janet GonzalezNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC05-22-2015
Robert Lee ShieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-28-2015
Guzman Jose CastroNYLIFE Securities LLCMML Investors Services, LLC02-17-2016
Corey Ben DanielsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-06-2016
Ryan Kenneth DixonHarwood Advisory Group, LLCMML Investors Services, LLC04-11-2016
Alberto Enrique BoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-23-2016
Rheeta Anne Wilson-BoutinJ.P. Morgan Securities LLCMML Investors Services, LLC08-30-2016
James Richard KistPrincipal Securities, Inc.MML Investors Services, LLC02-21-2017
Edward Robert PlasterPruco Securities, LLC.MML Investors Services, LLC04-04-2017
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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